Qonuni Jumhurii Tojikiston
DAR BORAI BOZORI KOGAZHOI QIMATNOK
(Akhbori majlisi Olii Jumhurii Tojikiston, s. 2011, №6, mod. 456; s. 2014, №3, mod. 151; s. 2015, №11, mod. 976; Qonuni JT az 14.11.2016 s., №1373)
Qonuni mazkur munosibathoero, ki dar ravandi barorish, pahnkuni, gardish va pardokhti kogazhoi qimatnoki emissioni, novobasta az shakli tashkiliyu huquqii emitent, khususiyati tasisdihi va faoliyati subekthoi bozori kogazhoi qimatnok ba vujud meoyand, tanzim namuda, tartibi tanzim va nazoratro dar bozori kogazhoi qimatnok bo maqsadi tamini amali bekhavf, kushoda va samaranoki bozori kogazhoi qimatnok, hifzi huquqi sarmoyaguzoron va dorandagoni kogazhoi qimatnok, raqobati boinsofonai ishtirokchiyoni bozori kogazhoi qimatnok muayyan menamoyad.
BOBI 1.
MUQARRAROTI UMUMI
Moddai 1. Mafhumhoi asosi
Dar Qonuni mazkur mafhumhoi asosii zerin istifoda meshavand:
– anderrayting – az jonibi anderrayter dar asosi sozishnoma bo emitenti kogazhoi qimatnok guzaronidani obunashavi ba kogazhoi qimatnok yo furushi kogazhoi qimatnoke, ki bo tariqi emissiyai ommavi barovarda shudaand;
– anderrayter – ishtirokchii kasbii bozori kogazhoi qimatnok, ki bo emitenti kogazhoi qimatnok bo uhdadorii guzaronidani obunashavi ba kogazhoi qimatnok yo furushi kogazhoi qimatnoki ba tariqi emissiyai ommavi barovardashuda yo tamini obunashavi ba kogazhoi qimatnok yo kharidi onho az jonibi shakhsoni digar shartnoma mebandad;
– barorishi kogazhoi qimatnoki emissioni – majmui hamai kogazhoi qimatnoki yak emitent, ki arzishi nominalii barobar dorand va ba dorandagoni onho vobasta az namudi onho andozai barobari huquqhoro medihand. Ba barorishi kogazhoi qimatnoki emissioni raqami yagonai baqaydgirii davlati doda meshavad, ki on nisbat ba hamai kogazhoi qimatnoki emissionii barorishi mazkur pahn megardad. Barorishi kogazhoi qimatnoki emissioni bo rohi baqaydgirii tarhi barorish amali karda meshavad;
– barorishi ilovagii kogazhoi qimatnoki emissioni – majmui kogazhoi qimatnok, ki ilovatan ba kogazhoi qimatnoki peshtar pahngardida pahn karda meshavand;
– bastai kaloni sahmiyaho – 5 foiz va ziyoda az on sahmiyahoi oddii az tarafi jamiyati sahomi barovardashuda;
– bastai sahmiyahoi nazorati – besh az 50 foizi sahmiyahoi oddii az tarafi jamiyati sahomi barovardashuda;
– birjai fondi – shakhsi huquqie, ki dar shakli tashkiliyu huquqii jamiyati sahomi tasis yofta, tashkili savdoi kogazhoi qimatnokro amali menamoyad va jihati musoidat baroi bastani ahdho bo kogazhoi qimatnok bo rohi istifodai nizomi savdoi birjai fondi khizmat merasonad; (QJT az 23.11.15 s., № 1255)
– bozori avvaliyai kogazhoi qimatnok – munosibathoe, ki dar ravandi az jonibi emitent begonakunii kogazhoi qimatnok ba sohiboni avval tavassuti bastani ahdi grajdanii huquqi ba roh monda meshavand;
– bozori mutashakkili kogazhoi qimatnok – doirai gardishi kogazhoi qimatnok, ki dar on ahdho bo kogazhoi qimatnok bo rasmiyot va sharthoe tanzim meshavand, ki tashkilkunandai savdo baroi ishtirokchiyoni in ahdho mutobiqi qonunguzori muqarrar kardaast;
– bozori nomutashakkili kogazhoi qimatnok – doirai gardishi kogazhoi qimatnok, ki dar on ahd bo kogazhoi qimatnok be rioyai talaboti bozori mutashakkil amali karda meshavad;
– bozori takrorii kogazhoi qimatnok – munosibathoe, ki dar ravandi muomiloti kogazhoi qimatnoki peshtar barovardashuda bayni subekthoi bozori kogazhoi qimatnok surat megirand, ba istisnoi munosibatho dar bozori avvaliyai kogazhoi qimatnok;
– vombarg – kogazi qimatnoki emissioni meboshad, ki huquqi dorandai onro baroi az shakhsi barorandai vombarg dar muhlati dar on peshbinishuda giriftani arzishi nominalii vombarg yo digar molu mulki ba on barobarro tasdiq menamoyad, inchunin ba dorandai on huquqi giriftani foizi on az arzishi nominalii vombarg yo huquqhoi digari molumulkiro medihad;
– gardishi kogazhoi qimatnok – bastani ahdhoi grajdani – huquqi oid ba kogazhoi qimatnok dar bozori takrori;
– delisting – rasmiyoti az jonibi birjai fondi khorij namudani kogazhoi qimatnok az ruykhati narkhguzori;
– doroihoi sarmoyaguzori – mablaghoi puli, kogazhoi qimatnok, doroihoi digar, ki maqomi davlatii vakolatdornamudai Hukumati Jumhurii Tojikiston onhoro hamchun doroihoi sarmoyaguzori muayyan namudaast;
– dorandai nominali – shakhs, ishtirokchii kasbii bozori kogazhoi qimatnok, ki sohibmulki kogazhoi qimatnok nameboshad, manfiathoi sahmdorro nisbat ba kogazhoi qimatnok namoyandagi mekunad va ijroi huquqhoro ba onho az nomi khud va bo suporishi sohibmulk dar asosi shartnoma amali menamoyad;
– insayder – shakhse, ki bo sababi sohibi namudani sahmiyahoi (hissai ishtirok dar sarmoyai oinnomavii) emitent yo shakhsi bonufuzi on, azogi dar maqomi idorakunii emitent yo shakhsi bonufuzi on, bastani shartnomai mehnati yo shartnomai grajdanii huquqi bo emitent yo bo shakhsi bonufuzi on, vakolathoi ba u hamchun mansabdori maqomi davlati dodashuda, inchunin dar holathoi digari bo qonunguzori muqarrargardida ba malumoti insayderi dastrasi dorad;
– ittilooti makhfi – hama guna ittiloote, ki ommavi (kushoda) nabuda, oshkor kardani on metavonad ba narkhi bozorii kogazhoi qimatnoki barovardai emitent, ahdho bo onho, ba khudi emitent va faoliyati on, inchunin ba shakhsoni digare, ki ittilooti mazkur ba onho dakhl dorad, tasir merasonad;
– ittilooti ba hama dastras dar bozori kogazhoi qimatnok – malumote, ki muvofiqi Qonuni mazkur boyad oshkor karda shavad;
– ishtirokchii kasbii bozori kogazhoi qimatnok – shakhsi huquqie, ki doroi ijozatnoma baroi amali namudani yak yo yakchand namudhoi faoliyati kasbi dar bozori kogazhoi qimatnok meboshad;
– ijroi ahdi birjavi – ijroi hisobho az rui ahdi bo kogazhoi qimatnok dar birjai fondi bastashuda tavassuti az jonibi tarafho ijro kardani uhdadorihoe, ki az ahd barmeoyand;
– kogazi qimatnoki emissioni – kogazi qimatnoke, ki dar yak vaqt doroi alomathoi zerin meboshad: majmui huquqhoi molumulki va gayrimolumulkiro, ki boisi shahodat dodan, guzasht kardan va ijroi qati bo rioyai shakl va tartibe, ki Qonuni mazkur muqarrar namudaast, dar khud nigoh medorad, bo barorish pahn karda meshavad, andoza va muhlati barobari ijroi huquqhoro dar dokhili yak barorish, novobasta ba vaqti ba dast ovardani kogazi qimatnok, dorad;
– kogazhoi qimatnoki emissionii nomi – kogazhoi qimatnoke, ki malumot dar borai sohiboni on ba emitent dar shakli fehristi sohiboni kogazhoi qimatnok boyad dastras boshad, guzarishi huquqho ba on va amali namudani huquqhoi bo on aloqamandbuda hammonandkunii hatmii sohibi onro talab menamoyand;
– listing – rasmiyoti vorid namudani kogazhoi qimatnok ba ruykhati narkhguzorii birjai fondi;
– malumoti insayderi – hama guna malumot oid ba kogazhoi qimatnoki emissioni va amaliyot bo onho, inchunin dar borai emitenti in kogazhoi qimatnok va faoliyati u, ki ba shakhsoni seyum malum nest va oshkor kardani on ba arzishi bozorii in kogazhoi qimatnok metavonad tasir rasonad;
– namudi gayrihujjatii kogazhoi qimatnoki emissioni – namudi kogazhoi qimatnoki emissioni, ki sohibi on dar asosi navishtajot dar nizomi peshburdi fehristi sohiboni kogazhoi qimatnok yo dar holati ba nigohdori suporidani kogazhoi qimatnok, dar asosi navishtajot dar hisobi depo muayyan karda meshavad;
– pahnkunii kogazhoi qimatnok – begona kardani kogazhoi qimatnoki emitent ba sohiboni avval tavassuti bastani ahdhoi grajdanii huquqi;
– peshnihodi shakhsi – peshnihod oid ba pahnkuni yo furush dar bozori kogazhoi qimatnok ba guruhi shakhsone, ki hayati on peshaki muayyan karda shudaast;
– peshnihodi ommavi – peshnihod oid ba pahnkuni va furushi kogazhoi qimatnok, ki ba hama guna shakhsoni voqei va huquqi manzur gardidaast, ba istisnoi peshnihodi shakhsi, furushi kogazhoi qimatnok dar ravandi amali namudani murofiai muflisshavi mutobiqi qonunguzorii Jumhurii Tojikiston, furushi kogazhoi qimatnok hangomi ijroi istehsoloti sudi mutobiqi qonunguzorii Jumhurii Tojikiston;
– raqami baqaydgirii davlati – kodi raqami (harfi, alomati), ki barorishi mushakhkhasi (barorishi ilovagii) kogazhoi qimatnoki emissionii ba qaydi davlati giriftashavandaro muayyan menamoyad;
– ruykhati narkhguzori – nomgui kogazhoi qimatnoki emissioni, ki ba talaboti tashkilkunandagoni savdo javobgu buda, bo tartibi muqarrargardida ba savdo roh doda shudaand va nisbati onho bo hujjathoi dokhilii birjai fondi talaboti makhsus (listingi) ba kogazhoi qimatnok va emitenthoi onho muqarrar karda shudaast;
– sarmoyaguzor – shakhsi voqei va huquqie, ki mablagguzoriro ba kogazhoi qimatnok anjom medihad;
– sarmoyaguzori institutsionali – shakhsi huquqie, ki mablaghoi shakhsoni voqei va huquqiro bo maqsadi sarmoyaguzori ba doroihoi sarmoyavi jalb menamoyad;
– sarmoyaguzori infirodi – sarmoyaguzore, ki sarmoyaguzori institutsionali nameboshad;
– sahmiya – kogazi qimatnoki emissioni meboshad, ki jamiyati sahomi mebarorad va vobasta ba namud va kategoriya huquqi sahmdoronro baroi giriftani sudi sahmiya (dividend), ishtirok dar idorakunii jamiyati sahomi, giriftani qismi molu mulki jamiyati sahomi, ki pas az barham dodani on boqi memonad, tasdiq menamoyad;
– sertifikati kogazhoi qimatnoki emissioni – hujjate, ki az jonibi emitent barovarda meshavad va majmui huquqhoro ba miqdori dar sertifikat zikrgardidai kogazhoi qimatnok tasdiq mekunad. Sohibi kogazhoi qimatnok huquq dorad az emitent ijroi uhdadorihoi onro dar asosi chunin sertifikat talab namoyad;
– nizomi savdoi birjai fondi – majmui qoidaho, rasmiyoti guzaronidani savdo, az jumla bo istifodai vositahoi hisobbaror, taminoti barnomavi, makhzani malumot, vositahoi telekommunikatsioni va tajhizoti digar, ki imkoniyati bastani ahdho, taqviyat dodan, nigoh doshtan, tahiya va oshkor kardani malumoti baroi bastan va ijroi ahd bo kogazhoi qimatnok zarurro tamin menamoyad;
– subekthoi bozori kogazhoi qimatnok – emitentho, sarmoyaguzoron, ishtirokchiyoni kasbii bozori kogazhoi qimatnok, tashkilothoi khudtanzimkunanda, maqomoti vakolatdori davlati meboshand;
– tarhi barorish – hujjate, ki az jonibi emitent barovarda shuda, doroi malumot dar borai emitent, vazi moliyavii on, kogazhoi qimatnoki barovardashudai (barovardashavandai) on meboshad;
– tashkilkunandai savdo – birjai fondi va tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok;
– tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok – shakhsi huquqie, ki dar shakli tashkiliyu huquqii jamiyati sahomi tasis yofta, tashkil va tamini tekhnikii savdoi kogazhoi qimatnokro bo rohi istifoda va dastgirii nizomi mubodilai narkhguzorii bayni mizojoni hamin tashkilkunandai savdo amali menamoyad; (QJT az 23.11.15 s., № 1255)
– tashkilothoi khudtanzimkunandai ishtirokchiyoni kasbii bozori kogazhoi qimatnok – ittihodiyahoi ikhtiyorii ishtirokchiyoni kasbii bozori kogazhoi qimatnok, ki mutobiqi Qonuni mazkur va digar sanadhoi meyorii huquqi amal mekunand;
– qaror oid ba barorishi kogazhoi qimatnok – hujjati doroi malumoti kofi baroi muayyan namudani andozai huquqhoi kogazhoi qimatnok meboshad;
– qurbi kogazhoi qimatnok – narkhi kharid va (yo) furushi kogazhoi qimatnok, ki az jonibi ishtirokchii savdo peshnihod shuda, dar nizomi savdoi birjai fondi elon karda shudaast;
– shakli hujjatii kogazhoi qimatnoki emissioni – shakli kogazhoi qimatnoki emissioni, ki sohibi onho dar asosi peshnihodi kogazhoi qimatnoki ba tarzi munosib ba rasmiyat darovardashuda yo sertifikati kogazhoi qimatnok yo dar holati ba nigohdori suporidani onho, dar asosi qayd bo hisobi depo muayyan karda meshavad;
– shakhsi bonufuz – shakhsi voqei va huquqi, ki doroi qobiliyati ba faoliyati subekthoi bozori kogazhoi qimatnok tasir rasonidan meboshad;
– shirkati idorakunanda – ishtirokchii kasbii bozori kogazhoi qimatnok, ki az nomi khud va az hisobi mizojoni shirkati idorakunanda ba manfiati onho faoliyati idorakunii bovarinoki doroihoi sarmoyaguzoriro amali menamoyad;
– shirkati ommavi – emitente, ki kogazhoi qimatnoki onro 50 va ziyoda az on shakhson sohibi mekunand va yo emitente, ki peshnihodi ommavii kogazhoi qimatnokro amali namudaast yo amali menamoyad. Jamiyathoi sahomii kushoda shirkathoi ommavi meboshand.
– emissiyai ommavii kogazhoi qimatnok – emissiyai kogazhoi qimatnok, ki dar barobari peshnihodi ommavii kogazhoi qimatnok surat megirad;
– emissiyai shakhsii kogazhoi qimatnok – emissiyai kogazhoi qimatnok, ki dar rafti on emitent kogazhoi qimatnoki khudro tavassuti peshnihodi shakhsi mebarorad va pahn mekunad;
– emitenti kogazhoi qimatnok – shakhsi huquqie, ki barorishi kogazhoi qimatnokro mutobiqi qonunguzori Jumhurii Tojikiston amali namuda, az nomi khud uhdador meshavad, ki uhdadorihoro dar nazdi sohiboni kogazhoi qimatnok, ki az sharthoi barorishi kogazhoi qimatnok (minbad -emitent) barmeoyand, ijro mekunad;
– emissiyai kogazhoi qimatnok – majmui amalhoi paydarham, ki baroi pahnkunii kogazhoi qimatnok zarur meboshand.
Moddai 2. Qonunguzorii Jumhurii Tojikiston dar borai bozori kogazhoi qimatnok
Qonunguzorii Jumhurii Tojikiston dar borai bozori kogazhoi qimatnok ba Konstitutsiyai Jumhurii Tojikiston asos yofta, az Qonuni mazkur va digar sanadhoi meyorii huquqii Jumhurii Tojikiston, inchunin sanadhoi huquqii baynalmilalie, ki Tojikiston onhoro etirof namudaast, iborat meboshad. (QJT az 14.11.16 s., №1373)
Moddai 3. Namudhoi kogazhoi qimatnoke, ki barorish va gardishi onho bo Qonuni mazkur
tanzim karda nameshavand
- Qonuni mazkur barorish va gardishi namudhoi zerini kogazhoi qimatnokro tanzim namenamoyad:
– kogazhoi qimatnoki davlati va kogazhoi qimatnoke, ki az tarafi Bonki millii Tojikiston barovarda yo kafolat doda meshavand;
– sertifikati bonki;
– veksel;
– chek;
– bornoma (konosament).
- Barorishi kogazhoi qimatnoki dar moddai mazkur peshbinigardida, ba istisnoi sertifikati bonki muvofiqi sanadhoi meyorii huquqii Jumhurii Tojikiston amali karda meshavad. Barorishi sertifikati bonki bo tartibi muqarrarnamudai Bonki millii Tojikiston ba tanzim darovarda meshavad.
- Gardishi kogazhoi qimatnoki davlati dar bozor barobari digar kogazhoi qimatnok amali karda meshavad.
Moddai 4. Tavsifoti asosii sahmiyaho
- Haddi aqali arzishi nominalii sahmiyaho 1 somoni meboshad. Arzishi nominalii sahmiyahoi ziyoda az 1 somoni boyad ba haddi aqali arzishi nominalii sahmiyaho bebaqiya taqsim shavad.
- Arzishi nominalii sahmiyahoi emitent-rezidentho inchunin metavonad bo asori khoriji ifoda yobad. Arzishi chunin sahmiyaho dar sanai barorish naboyad az haddi aqalli arzishi nominalii sahmiyahoi bo qismi 1 hamin modda peshbinishuda kamtar boshad. (QJT az 23.11.15 s., № 1255)
- Sahmiyaho dar shakli hujjati yo gayrihujjati barovarda meshavand.
- Dar holati barorishi shakli hujjati, sahmiya boyad malumoti zerinro dar bar girad:
– nomi firmavii emitent va makoni joygirshavii on;
– nomi kogazi qimatnok – sahmiya, silsila va raqami tartibii on, sanai barorish va raqami sabti davlati, namudi sahmiya (oddi yo imtiyoznok) va arzishi nominalii on, nom yo nomgui sohibi sahmiya (baroi sahmiyai nomi) yo ishora oid ba on, ki sahmiya manzuri barovarda shudaast;
– muhlati pardokhti sudi sahmiyaho (dividendho);
– imzoi (faksimili) du shakhsi masuli emitent, sharti gardish, nom va surogai ishtirokchii kasbii bozori kogazhoi qimatnok, ki peshburd va nigohdorii fehristi dorandagoni kogazhoi qimatnokro amali menamoyad (dar qismi qafoi on).
- Sertifikati sahmiya boyad malumoti zerinro dar bar girad:
– nomi kogazi qimatnok «(Sertifikati sahmiyaho)», miqdori sahmiyahoi shahodatdodai on, kategoriyai sahmiyaho;
– nomi firmavii emitent va mahalli joygirshavii emitent;
– nomi shirkat (baroi shakhsoni huquqi) yo nomi (baroi shakhsoni voqei) sohibi sahmiya (baroi sertifikathoi sahmiyahoi nomi) yo ishora oid ba on, ki sahmiya manzuri barovarda shudaast;
– arzishi nominalii yak sahmiya, muhlati pardokhti sudi sahmiyaho (dividendho);
– mahal va sanai barorish, raqami sabti davlati, silsila va raqami tartibii sahmiya;
– imzoi (faksimili) du shakhsi vakolatdori emitent va nomgui huquqho az rui sahmiyaho, inchunin nom va surogai ishtirokchii kasbii bozori kogazhoi qimatnoke, ki peshburd va nigohdorii fehristi dorandagoni kogazhoi qimatnoki emitentro amali menamoyad (dar qismi qafoi on).
- Sertifikati sahmiya metavonad dar borai emitent digar malumothoro niz doshta boshad.
- Ba sertifikati sahmiya metavonad varaqai kuponi baroi pardokhti sudi sahmiyaho (dividendho) zamima gardad.
- Varaqai kuponi az du qism – khudi kupon va taloni on iborat meboshad.
- Kupon baroi pardokhti sudi sahmiyaho (dividendho) huquqi sohibi sahmiyaro baroi giriftani daromad dar shakli sudi sahmiya (dividend) dar soli dar on ifodayofta tasdiq menamoyad va boyad juziyoti asosii zerinro dar bar girad:
– raqami tartibii sabti kupon baroi pardokhti dividendho;
– raqami sabti davlatii sahmiya, silsila va raqami tartibii sahmiya, ki az rui on sudi sahmiyaho (dividendho) pardokht karda meshavad;
– nomi emitent;
– mahal va sanai barorishi sahmiya;
– soli pardokhti sudi sahmiyaho (dividendho), imzoi (faksimili) shakhsoni vakolatdori emitenti sahmiya.
- Taloni varaqai kuponi huquqi sohibi sahmiyaro ba giriftani varaqai navi kuponi bad az pardokhti tamomi kuponho tasdiq menamoyad va boyad juziyoti asosii zerinro dar bar girad:
– raqami tartibii sabti sahmiya, silsila va raqami tartibii sahmiyae, ki muvofiqi on sudi sahmiyaho (dividendho) pardokht karda meshavad;
– nomi emitent;
– mahal va sanai barorishi sahmiya;
– imzohoi (faksimili) shakhsoni vakolatdori emitenti sahmiya.
- Sahmiya taqsimnashavanda ast. Dar surati ba yakchand shakhs taalluq doshtani hamon yak sahmiya, on molikiyati mushtaraki hamai onho donista meshavad.
- Sohiboni sahmiya metavonand huquqhoi khudro ba vositai yake az onho yo tavassuti namoyandai umumi amali namoyand.
Moddai 5. Tavsifoti asosii vombargho
- Vombargho az jonibi shakhsoni huquqi barovarda shuda, arzishi yagonai nominali va sharthoi yakkhelai barorish va pardokht dorand.
- Haddi aqali arzishi nominalii vombargho 10 somoni meboshad. Arzishi nominalii vombarghoi ziyoda az 10 somoni boyad ba haddi aqali arzishi nominalii vombargho bebaqiya taqsim shavad.
- Arzishi nominalii vombarghoi emitent-rezidentho inchunin metavonad bo asori khoriji ifoda yobad. Arzishi chunin vombargho dar sanai barorish naboyad az haddi aqalli arzishi nominalii vombarghoi dar qismi 2 hamin modda peshbinishuda kamtar boshad. (QJT az 23.11.15 s., № 1255);
- SHarthoi barorish va pahnkunii vombarghoro Qonuni mazkur va oinnomahoi tashkilotho (emitentho) muayyan mekunand.
- Vombargho dar shakli hujjati yo gayrihujjati barovarda meshavand.
- Vombargho metavonand nomi va manzuri barovarda shavand.
- Dar holati barorishi shakli hujjati, vombarg boyad malumoti zerinro dar bar girad:
– nomi kogazi qimatnok (“Vombarg)”, nomi firmavi va mahalli joygirshavii emitenti vombarg, nomi firmavi yo nomi sohibi vombarg yo navishtajot oid ba on, ki manzuri barovarda shudaast, arzishi nominali;
– andozai foizho, agar on peshbini shuda boshad;
– tartib, muhlati pardokhti on va pardokhti foizho;
– makon va sanai barorish, inchunin raqami sabti davlati, silsila va raqami tartibii vombarg;
– imzoi (faksimili) du shakhsi vakolatdori emitent va huquqhoe, ki az vombarg barmeoyand, inchunin nom va surogai ishtirokchii kasbii bozori kogazhoi qimatnok, ki peshburd va nigohdorii fehristi sohiboni vombarghoro amali menamoyand.
- Sertifikati vombarg metavonad malumoti digarro niz dar borai emitent dar bar girad.
- Ba gayr az qismi asosi ba vombarg varaqai kuponi baroi pardokhti foizho metavonad zamima gardad.
BOBI 2.
TANZIMI DAVLATII BOZORI KOGAZHOI QIMATNOK
Moddai 6. Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok maqomi idorakunii davlati meboshad, ki siyosati yagonai davlatiro dar bozori kogazhoi qimatnok meguzaronad, tanzim va nazorati faoliyati subekthoi bozori kogazhoi qimatnokro amali menamoyad, hifzi huquqhoi sarmoyaguzoronro tamin menamoyad, inchunin digar vazifahoi muqarrarnamudai qonunguzorii Jumhurii Tojikistonro amali menamoyad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok az jonibi Hukumati Jumhurii Tojikiston muayyan karda shuda, tartibi faoliyati on bo Qonuni mazkur muqarrar karda meshavad.
Moddai 7. Vakolathoi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi
qimatnok
Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok vakolathoi zerinro ijro mekunad:
– samthoi asosii rushdi bozori kogazhoi qimatnokro muayyan menamoyad va faoliyati maqomoti davlatiro oid ba tanzimi bozori kogazhoi qimatnok hamohang mesozad;
– talabotro nisbat ba ishtirokchiyoni kasbii bozori kogazhoi qimatnok bo maqsadi tasis dodani bozori millii kogazhoi qimatnok dar Jumhurii Tojikiston muqarrar menamoyad;
– barorishi kogazhoi qimatnoki emissioniro ba qayd megirad;
– standartho va qoidahoi yakkhelashudai amalisozii faoliyati kasbiro bo kogazhoi qimatnok, amaliyot bo kogazhoi qimatnok, oshkor sokhtani malumot az jonibi jamiyathoi sahomi va ishtirokchiyoni kasbii bozori kogazhoi qimatnok tahiya va tasdiq menamoyad;
– talabotro jihati tasis dodani bozori millii kogazhoi qimatnok bo maqsadi tamini amali samaranok va shaffofi on muqarrar menamoyad;
– mahakhoi (meyorhoi) ustuvorii moliyaviero, ki rioyai onho az jonibi ishtirokchiyoni kasbii bozori kogazhoi qimatnok hatmi meboshad, tahiya namuda, talabotro oid ba rioyai onho muqarrar menamoyad;
– mutobiqi qonunguzorii Jumhurii Tojikiston baroi amali namudani faoliyati kasbi bo kogazhoi qimatnok ijozatnoma medihad;
– Fehristi yagonai davlatii kogazhoi qimatnokro dar Jumhurii Tojikiston pesh mebarad;
– fehristi ijozatnomahoi dodashuda, bozdoshtashuda va bekorkardashudai ishtirokchiyoni kasbii bozori kogazhoi qimatnokro pesh mebarad;
– az jonibi ishtirokchiyoni kasbii bozori kogazhoi qimatnok va jamiyathoi sahomi rioya gardidani talaboti qonunguzori dar borai kogazhoi qimatnokro nazorat mebarad;
– bo tartibi muqarrarnamudai qonunguzorii Jumhurii Tojikiston ishtirokchiyoni kasbii bozori kogazhoi qimatnok, tashkilothoi khudtanzimshavandai ishtirokchiyoni kasbii bozori kogazhoi qimatnok va jamiyathoi sahomiro oid ba rioya gardidani talaboti Qonuni mazkur mesanjad;
– nisbat ba ishtirokchiyoni kasbi va jamiyathoi sahomi, ki Qonuni mazkur va sanadhoi meyorii huquqii Jumhurii Tojikistonro, ki bozori kogazhoi qimatnokro tanzim menamoyand, vayron kardaand, chorahoi peshbininamudai Qonuni mazkur va sanadhoi meyorii huquqii Jumhurii Tojikistonro meandeshad;
– faoliyati shakhsonero ki, dar bozori kogazhoi qimatnok be ijozatnomai dakhldor ba faoliyati sohibkori mashguland, peshgiri menamoyad;
– ba rushd va dastgirii adolat, samaranoki, raqobat va tartib dar bozori kogazhoi qimatnoki Jumhurii Tojikiston musoidat menamoyad;
– bo maqomoti davlatii Jumhurii Tojikiston, inchunin bo maqomoti davlatii khoriji, ki bozori kogazhoi qimatnokro tanzim menamoyand, hamkori menamoyad;
– manfiathoi qonunii sarmoyaguzoronro dar bozori kogazhoi qimatnoki Jumhurii Tojikiston hifz menamoyad;
– ba baland bardoshtani sathi kasbii ishtirokchiyoni bozori kogazhoi qimatnok musoidat menamoyad;
– oid ba masalahoi rushdi bozori kogazhoi qimatnok tadqiqot meguzaronad;
– talaboti takhassusiro nisbat ba shakhson va tashkilothoe, ki faoliyati kasbiro bo kogazhoi qimatnok anjom medihand, tasdiq menamoyad;
– masalahoi vobasta ba tanzimi bozori kogazhoi qimatnokro sharhu ezoh medihad, tavsiyahoi metodii dakhldorro tahiya menamoyad;
– mutobiqi qonunguzorii Jumhurii Tojikiston baroi baqaydgirii tarhi barorishi kogazhoi qimatnoki gayridavlati boji davlati mesitonad va digar khizmatrasonihoi pulakiro anjom medihad;
– tibqi muqarraroti Qonuni Jumhurii Tojikiston «Dar borai muqovimat ba qonunigardonii (rasmikunonii) daromadhoi bo rohi jinoyat badastovarda va mablagguzorii terrorizm» dar borai hama guna ahd va amaliyoti shubhanoki subektoni bozori kogazhoi qimatnok ba maqomi vakolatdori muqovimat ba qonunigardonii (rasmikunonii) daromadhoi bo rohi jinoyat badastovarda va mablagguzorii terrorizm khabar medihad. Peshnihodi chunin malumot oshkor namudani sirri tijorati va ittilooti makhfii bo qonun hifzshavanda shumorida nameshavad; (QJT az 14.03.14s., № 1076)
– vakolathoi digari tanzimi davlatii munosibathoi dar bozori kogazhoi qimatnok guzoshtashudaro tibqi qonunguzorii Jumhurii Tojikiston amali menamoyad.
Moddai 8. Huquqhoi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok
Bo maqsadhoi amali namudani vazifahoi khud mutobiqi Qonuni mazkur va digar sanadhoi meyorii huquqii Jumhurii Tojikiston maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad:
– sanadhoi meyorii huquqi qabul namoyad va ijroi onhoro tamin kunad;
– savdoro bo kogazhoi qimatnok dar birjai fondi dar holathoi oshkor gardidani dalelhoi sodir kardani amalhoi gayriqonuni bo kogazhoi qimatnok bozdosht namoyad;
– amaliyotro oid ba hisobi shakhsii shakhsi baqaydgiriftashuda (sahmdor) va amaliyotro bo kogazhoi qimatnoki emitent dar holathoi muqarrarnamudai sanadhoi meyorii huquqii Jumhurii Tojikiston bozdosht namoyad va bozdoshti onro beetibor sozad;
– ba subekthoi bozori kogazhoi qimatnok ogohinomahoi baroi ijro hatmiro firistonad, inchunin az onho ijroi onhoro talab namoyad;
– mavodro ba maqomoti hifzi huquq firistonad va doir ba masalahoi vobasta ba vakolathoi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok bo davo ba sud murojiat namoyad;
– az maqomoti davlati vobasta ba emitenthoi kogazhoi qimatnok va ishtirokchiyoni kasbii bozori kogazhoi qimatnok malumot talab namoyad;
– mutobiqi qonunguzorii Jumhurii Tojikiston ba subekthoi bozori kogazhoi qimatnok baroi vayron kardani qonunguzorii Jumhurii Tojikiston dar borai kogazhoi qimatnok mujozoti mamuri dihad;
– bo tartibi muqarrarnamudai qonunguzorii Jumhurii Tojikiston bo maqomoti vakolatdori khoriji, ki bozori kogazhoi qimatnokro tanzim menamoyand, sozishnoma dar borai hamkori ba imzo rasonad;
– az jamiyathoi sahomi dar borai molik-benefitsiaron (manfiatgiron) malumot girad; (QJT az 14.11.16 s., №1373)
– digar huquqhoro muvofiqi qonunguzorii Jumhurii Tojikiston amali namoyad.
Moddai 9. Huquqi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok
jihati darkhosti ittiloot az subekthoi bozori kogazhoi qimatnok
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok bo tartib va dar holathoi muqarrarnamudai sanadhoi meyorii huquqii Jumhurii Tojikiston huquq dorad az subekthoi bozori kogazhoi qimatnok ittilooti zaruriero, ki bo Qonuni mazkur va digar sanadhoi meyorii huquqi man karda nashudaast, bo nishon dodani sababhoi darkhost talab namoyad.
- Subekti bozori kogazhoi qimatnok, ki talaboti khattiro giriftaast, vazifador ast bo tartib va dar muhlati muqarrarnamudai maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok in talabotro ijro namoyad, ba istisnoi holathoe, ki dar talabot oid ba zarurati peshnihodi ittiloot sababi darkhost nishon doda nashuda boshad yo ittilooti darkhostshuda mutobiqi Qonuni mazkur mavzui tanzimi maqomi vakolatdori davlati naboshad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok vazifador ast talaboti qonunguzorii Jumhurii Tojikistonro oid ba sirri tijorati va hifzi ittilooti makhfi rioya namoyad.
- Ittilooti az subekthoi bozori kogazhoi qimatnok voridgardida, ba istisnoi holathoi muqarrarnamudai qonunguzorii Jumhurii Tojikiston, naboyad oshkor gardad yo ba shakhsi seyum rasonida shavad.
Moddai 10. Huquqi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok
jihati guzaronidani sanjishi subekthoi bozori kogazhoi qimatnok
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad kormandoni khudro baroi guzaronidani sanjishi rioyai qonunguzorii Jumhurii Tojikiston az jonibi subekthoi bozori kogazhoi qimatnok, ba istisnoi tashkilothoi qarzi, vakolatdor namoyad. Dar tashkilothoi qarzi sanjishi rioyai qonunguzorii Jumhurii Tojikistonro Bonki millii Tojikiston ijro menamoyad.
- Kormandi baroi guzaronidani sanjish vakolatdorshuda huquq dorad:
– ba binoi subekti bozori kogazhoi qimatnok dar vaqti kori dokhil shavad;
– az subekti bozori kogazhoi qimatnok peshnihod namudani hujjatho va malumoti digarero, ki ba guzaronidani sanjish vobasta meboshad, talab namoyad;
– hujjathoro taftish namoyad, az onho iqtibos girad, inchunin hujjathoi sanjidashudaro bo ogoh namudani rohbariyati subekti dakhldor nuskhabardori kunad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok sanjishhoro bo tartib va dar muhlathoi peshbinikardai qonunguzorii Jumhurii Tojikiston meguzaronad.
- Sanjishi rioyai qonunguzorii Jumhurii Tojikiston dar borai muqovimat ba qonunigardonii daromadhoi bo rohi jinoyat badastovarda va mablagguzorii terrorizm dar faoliyati subekthoi bozori kogazhoi qimatnok az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar yakjoyagi bo namoyandagoni maqomi vakolatdori muqovimat ba qonunigardonii (rasmikunonii) daromadhoi bo rohi jinoyat badastovarda va mablagguzorii terrorizm guzaronida meshavad. (QJT az 14.03.14s., № 1076)
- Subekti bozori kogazhoi qimatnok huquq dorad az rui amali maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok va kormandi on vobasta ba guzaronidani sanjishho bo tartibi muqarrarnamudai qonunguzorii Jumhurii Tojikiston shikoyat namoyad.
Moddai 11. Huquqi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok
jihati andeshidani choraho nisbat ba subekti bozori kogazhoi qimatnok
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar holathoi oshkor namudani vayronkunii qonunguzorii Jumhurii Tojikiston dar borai bozori kogazhoi qimatnok az jonibi subekthoi bozori kogazhoi qimatnok huquq dorad ba onho jihati ijroi hatmi baroi bartaraf namudani vayronkunii qonunguzori ogohinoma (amr) firistonad, subekthoi mazkurro mutobiqi qonunguzorii Jumhurii Tojikiston ba javobgarii mamuri kashad va ba maqomoti sudi baroi giriftani qarori sud bo maqsadi hifzi huquqhoi sohiboni kogazhoi qimatnok va yo mizojoni ishtirokchiyoni kasbii bozori kogazhoi qimatnok murojiat namoyad.
- Hangomi ba dast ovardani dalelhoi vayron kardani qonunguzori oid ba bozori kogazhoi qimatnok, sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok az jonibi ishtirokchiyoni kasbii bozori kogazhoi qimatnok, inchunin baroi peshnihod nakardani malumot yo peshnihod kardani malumoti nosaheh va yo nopurra az jonibi onho yo vaqte, ki ishtirokchii kasbii bozori kogazhoi qimatnok pardokhtnopazir megardad, maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad:
– baroi ijroi hatmi vobasta ba islohi qonunvayronkuni favran yo dar davomi muhlati muayyanshuda ogohinoma (amr) firistonad;
– chorahoi mamuri andeshad;
– bo talabote, ki ijroyash hatmi meboshad, murojiat namoyad;
– amali ijozatnomaro ba muhlati to se moh muvaqqatan bozdosht namoyad;
– bo davo ba sud baroi bekor kardani ijozatnoma murojiat namoyad.
- Dar holathoi paydo shudani shubha yo oshkor shudani qonunvayronkuni dar faoliyati tashkiloti qarzie, ki subekti bozori kogazhoi qimatnok meboshad, maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok az Bonki millii Tojikiston khohish menamoyad tashkiloti qarzii mazkurro sanjad va tibqi qonunguzorii bonki nisbat ba vayronkunandai qonunguzorii Jumhurii Tojikiston chorahoi favrii islohnamoi va tasirrasoni andeshad. Bonki millii Tojikiston huquq dorad ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar khususi bozdoshti ijozatnomai tashkiloti qarzi oid ba faoliyati ishtirokchii kasbii bozori kogazhoi qimatnok murojiat namoyad.
Moddai 12. Peshburdi Fehristi yagonai davlatii kogazhoi qimatnok dar Jumhurii
Tojikiston
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok peshburd va nigohdorii Fehristi yagonai davlatii kogazhoi qimatnokro dar Jumhurii Tojikiston amali menamoyad.
- Dar Fehristi yagonai davlatii kogazhoi qimatnok
dar Jumhurii Tojikiston malumot dar borai hamai kogazhoi qimatnoke, ki barorishi onho az jonibi emitentho dar hududi Jumhurii Tojikiston amali shudaast, darj megardad.
- Fehristi yagonai davlatii kogazhoi qimatnok dar Jumhurii Tojikiston boyad malumoti zerinro dar bar girad:
– nomi purrai emitent;
– malumot dar borai baqaydgirii davlatii emitent;
– surogai huquqii emitent;
– namudi kogazhoi qimatnoke, ki onhoro emitent barovardaast;
– malumot dar borai miqdori kogazhoi qimatnoki barovardashuda az rui emissiyai onho va arzishi nominali az rui har namudi kogazhoi qimatnok;
– namudi peshnihode (kushoda yo pushida), ki baroi pahnkuni istifoda burda shuda bud;
– malumoti digari peshbininamudai sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok.
- Talabot ba emitent oid ba tartib va hajmi oshkor kardani akhborot dar borai barorishi kogazhoi qimatnok bo maqsadi vorid kardan ba fehristi kogazhoi qimatnok bo sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok mutobiqi Qonuni mazkur muqarrar karda meshavand.
- SHakhsoni voqei va yo huquqi mutobiqi qonunguzorii Jumhurii Tojikiston baroi peshnihod nakardani malumot yo peshnihod kardani malumoti nosaheh oid ba barorishi kogazhoi qimatnok baroi vorid kardani on ba Fehristi yagonai davlatii kogazhoi qimatnok dar Jumhurii Tojikiston dar hajm va tartibe, ki Qonuni mazkur va sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar kardaand, masuliyat dorand.
- Har shakhsi manfiatdor huquq dorad malumoti dar Fehristi yagonai davlatii kogazhoi qimatnok dar Jumhurii Tojikiston mavjudbudaro, ba istisnoi malumote, ki dar qismi 6 moddai 29 Qonuni mazkur darj gardidaast, dastras namoyad.
- Tartibi peshburdi Fehristi yagonai davlatii kogazhoi qimatnok dar Jumhurii Tojikiston, inchunin tartibi dastrasi ba ittiloote, ki dar on mavjud ast, bo sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muayyan karda meshavand.
- Dar Fehristi yagonai davlatii kogazhoi qimatnok, ki maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok pesh mebarad, boyad dar borai sohiboni bastai kaloni sahmiyahoi jamiyati sahomii kushoda, ki shakhsiyati molikoni kogazhoi qimatnokro oshkor menamoyad, malumot darj gardad. Malumot dar borai molikoni kogazhoi qimatnok bo darkhosti maqomi vakolatdor dar sohai muqovimat ba qonunigardonii (rasmikunonii) daromadhoi bo rohi jinoyat badastovarda va mablagguzorii terrorizm peshnihod karda meshavad. (QJT az 14.11.16 s., №1373)
BOBI 3.
MUQARRAROTI ASOSI DAR BORAI KOGAZHOI QIMATNOKI EMISSIONI
Moddai 13. Muqarraroti umumi
- Kogazhoi qimatnoki emissioni metavonand nomi yo manzuri boshand. Kogazhoi qimatnoki emissionii nomi metavonand dar shakli hujjati va gayrihujjati barovarda shavand. Kogazhoi qimatnoki emissionii manzuri metavonand tanho dar shakli hujjati barovarda shavand.
- Bo talabi sohibi on metavonad yak sertifikat baroi du yo ziyoda kogazhoi qimatnoki emissionii manzurii badastovardai yak barorish doda shavad.
- Sertifikati kogazhoi qimatnoki emissionii manzuri boyad malumotero, ki Qonuni mazkur peshbini namudaast, doshta boshad.
- Miqdori umumii kogazhoi qimatnoki emissionii manzuri, ki dar hamai sertifikathoi dodashudai emitent nishon doda shudaast, naboyad az shumorai kogazhoi qimatnoki emissionii manzurii barorishi mazkur ziyod boshad.
- Hama guna huquqhoi molumulki va gayrimolumulkie, ki dar shakli hujjati yo gayrihujjati darj gardidaand, novobasta ba nomgui onho kogazhoi qimatnoki emissioni meboshand, agar sharthoi paydoish va gardishi onho ba majmui alomathoi kogazhoi qimatnoki emissioni muvofiqat kunand.
- Emitenthoi Jumhurii Tojikiston huquq dorand kogazhoi qimatnokro berun az hududi Jumhurii Tojikiston tanho bo ijozati maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok pahn kunand.
- Tashkili gardishi kogazhoi qimatnoki emissionii emitent-rezident berun az hududi Jumhurii Tojikiston, az jumla tavassuti pahnkuni mutobiqi huquqi khorijii kogazhoi qimatnoki emitenti khoriji, ki huquqhoro nisbat ba kogazhoi qimatnoki emissionii emitent-rezident tasdiq mekunad, tanho bo ijozati maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok amali karda meshavad.
- Ijozati mazkur az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok hangomi rioya namudani sharthoi zerin doda meshavad, agar:
– baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emitent-rezident amali gardida boshad;
– kogazhoi qimatnoki emitent-rezident ba ruykhati narkhguzorii birjai fondi vorid karda shuda boshand;
– digar talaboti muqarrarnamudai qonunguzorii Jumhurii Tojikiston rioya shuda boshand.
- Ijozat baroi pahnkuni va yo gardishi kogazhoi qimatnoki emitent-rezident berun az hududi Jumhurii Tojikiston dar asosi arizae, ki ba on hujjathoi tasdiqkunandai rioyai talaboti moddai mazkur zamima megardand, az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok doda meshavad. Nomgui chunin hujjatho bo sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muayyan karda meshavad.
- Ijozat baroi pahnkunii kogazhoi qimatnoki emitentho-rezidentho berun az hududi Jumhurii Tojikiston metavonad dar yak vaqt bo qaydi davlatii barorishi (barorishi ilovagii) chunin kogazhoi qimatnok doda shavad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok uhdador ast ijozati mazkurro dihad yo dar borai rad kardani on dar davomi si ruzi bad az sanai giriftani hamai hujjathoi zaruri qarori dalelnok qabul namoyad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad oid ba saheh budani malumote, ki dar hujjathoi baroi giriftani ijozat peshnihod shudaast, sanjish guzaronad. Dar in holat muhlati peshbininamudai qismi 11 moddai mazkur metavonad dar muddati guzaronidani sanjish, vale na ziyoda az dah ruz tamdid karda shavad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok metavonad choraho andeshad, to ki kogazhoi qimatnoki manzuri bo maqsadi qonunigardonii daromadhoi bo rohi jinoyat badastomada va mablagguzorii terrorizm istifoda nashavand.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok bo talabi qonunii maqomi vakolatdori muboriza ba muqobili qonunigardonii daromadhoi bo rohi jinoyat badastomada va mablagguzorii terrorizm boyad barorishi kogazhoi qimatnoki manzuriro dar Jumhurii Tojikiston man namoyad.
Moddai 14. Qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki
emissioni
- Qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni boyad inhoro dar bar girad:
– nomi purrai emitent, mahalli joygirshavii on va surogai pochtavi;
– sanai qabuli qaror dar borai pahnkunii kogazhoi qimatnoki emissioni;
– nomi maqomi vakolatdori emitent, ki qarorro dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni tasdiq kardaast;
– sanai tasdiqi qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni;
– andozai sarmoyai oinnomavii emitent;
– maqsadho va samti faoliyati u;
– nishondodhoi shakhsoni mansabdori rohbarikunandai emitent;
– nomi maqomi nazoratkunanda;
– malumot oid ba pahnkunii kogazhoi qimatnoki barorishi peshtar (dar holati pahnkunii kogazhoi qimatnoki emissionii ilovagi);
– maqsadi barorishi kogazhoi qimatnoki emissioni;
– namud, kategoriyai (shakli) kogazhoi qimatnoki emissioni;
– huquqhoi molik, ki dar kogazi qimatnoki emissioni darj gardidaand;
– tartibi pahnkunii kogazhoi qimatnoki emissioni;
– nishondodi mablagi umumi va miqdori kogazhoi qimatnoki emissioni dar barorishi mazkur (barorishi ilovagi);
– tartibi pardokhti sudi sahmiyaho (dividendho);
– muhlati obunashavi ba kogazhoi qimatnoki emissioni;
– nishondodi shakli kogazhoi qimatnoki emissioni (nomi yo manzuri);
– arzishi nominalii kogazhoi qimatnoki emissioni;
– muhlati bargardonidani mablagho hangomi dast kashidan az guzaronidani barorishi kogazhoi qimatnoki emissioni;
– imzoi shakhse, ki vazifai maqomi ijroiyai emitentro amali menamoyad, muhri emitent;
– malumoti digare, ki bo Qonuni mazkur va oinnomai emitent peshbini shudaast.
- Qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissionii jamiyati sahomi az jonibi shuroi direktoron (shuroi noziron) tasdiq karda meshavad.
- Jamiyati sahomi tanho pas az pardokhti purrai arzishi hamai sahmiyaho az jonibi sahmdoron dar borai barorishi vombargho qaror qabul karda metavonad.
- Qaror dar borai barorishi vombargho, ki az rui onho ijroi uhdadorihoi emitent ba tariqi garav, kafolati bonki yo digar usulhoi peshbininamudai qonunguzori tamin karda meshavad, inchunin boyad malumotro dar borai shakhsi taminkunanda va sharthoi taminot dar bar girad.
- Tarkibi malumot dar borai shakhse, ki taminot peshnihod mekunad, az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muayyan karda meshavad. Dar in holat qaror dar borai barorishi vombarg, inchunin boyad az jonibi shakhse, ki chunin taminotro faroham ovardaast, ba imzo rasonida shavad.
- Vombarge, ki ijroi uhdadorihoi on bo yake az usulhoi dar moddai mazkur zikrshuda tamin megardad, ba dorandai on huquqi talab kardanro nisbat ba shakhsi farohamsozandai chunin taminot niz medihad.
- Emitent huquq nadorad qarori barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioniro dar qismati hajmi huquqho oid ba kogazhoi qimatnoki emissioni, ki bo in qaror muqarrar karda shudaast, pas az qaydi davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni tagyir dihad.
- Qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni dar du nuskha tahiya megardad. Pas az baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni yak nuskhai qaror dar borai kogazhoi qimatnoki emissioni dar maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok nigoh doshta meshavad, yak nuskhai digar boshad, ba emitent doda meshavad.
- Hangomi mavjud budani nomuvofiqi dar matnhoi nuskhahoi qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni afzaliyat ba matni hujjate doda meshavad, ki dar maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok nigoh doshta meshavad.
- Hangomi baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni ba har nuskhai qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni oid ba badqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni ba qayd guzoshta meshavad va raqami baqaydgirii davlatii dodashuda ba barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni nishon doda meshavad.
BOBI 4.
EMISSIYAI KOGAZHOI QIMATNOK
Moddai 15. Rasmiyoti emissiya va davrahoi on
- Rasmiyoti emissiyai kogazhoi qimatnoki emissioni, agar tartibi digar bo Qonuni mazkur va qonunguzorii Jumhurii Tojikiston peshbini nagardida boshad, davrahoi zerinro dar bar megirad:
– qabuli qaror dar borai pahnkunii kogazhoi qimatnoki emissioni;
– tasdiqi qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni;
– omoda namudani tarhi barorish;
– baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni;
– pahnkunii kogazhoi qimatnoki emissioni;
– tasdiqi hisobot dar borai natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni.
- Emitent baroi barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni az lahzai baqaydgirii barorishi kogazhoi qimatnok va dodani raqami baqaydgirii davlati dar maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad.
- Barorishi kogazhoi qimatnoke, ki az qaydi davlati naguzashtaand, gayriqonuni meboshad. Mablage, ki az furushi hamin kogazhoi qimatnok ba dast meoyad, boyad musodira gardida, ba sarmoyaguzoron bargardonida shavad.
- Emitent vazifador ast dar davomi si ruzi taqvimi pas az baqaydgirii davlatii (aznavbaqaydgirii) shakhsi huquqi baroi baqaydgiri ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok tarhi barorishi kogazhoi qimatnokro peshnihod namoyad.
Moddai 16. Baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki
emissioni
- Baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioniro maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok (minbad – maqomi baqaydgiranda), novobasta ba hajmi umumii emissiya va usuli obunashavi (kushoda yo pushida budani furushi on) amali menamoyad.
- Baroi baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni hujjathoi zerinro peshnihod kardan zarur ast:
– ariza dar borai baqaydgirii davlatii kogazhoi qimatnoki emissioni;
– nuskhai tasdiqkardai notarialii qaror dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni, ki mutobiqi moddai 14 Qonuni mazkur ba rasmiyat darovarda shudaast;
– nuskhai tasdiqkardai notarialii hujjathoi tasisi;
– namunai blanki kogazhoi qimatnok va yo sertifikati kogazhoi qimatnok dar holati barorishi shakli hujjati;
– du nuskhai tarhi barorishi kogazhoi qimatnok;
– hujjati tasdiqkunandai pardokhti boji davlati baroi baqaydgirii barorishi kogazhoi qimatnok.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok vazifador ast dar muhlati si ruzi taqvimi az sanai giriftani hujjathoi baroi baqaydgiri peshnihodshuda barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioniro ba qaydi davlati girad yo dar borai rad kardani baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni qarori asosnok qabul namoyad.
- Hangomi baqaydgirii davlatii barorishi kogazhoi qimatnoki emissioni ba on raqami mushakhkhasi baqaydgirii davlati doda meshavad.
- Hangomi baqaydgirii davlatii har yak barorishi ilovagii kogazhoi qimatnoki emissioni ba on hamon raqami mushakhkhasi baqaydgirii davlati bo kodi ilovagii in barorishi ilovagii kogazhoi qimatnoki emissioni doda meshavad.
- Tartibi dodani raqami baqaydgirii davlati ba barorishhoi kogazhoi qimatnoki emissioni az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar karda meshavad.
- Maqomi baqaydgiranda tanho baroi purragii malumote, ki dar hujjathoi baroi baqaydgirii davlati peshnihodshudai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni nishon doda shudaast, javobgu meboshad.
- Baroi baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki gayridavlati tibqi qonunguzorii Jumhurii Tojikiston boji davlati sitonida meshavad.
- Baroi baqaydgirii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni, ki malumotro tanho dar borai kogazhoi qimatnoki ba davlat taalluqdoshta dar bar megirad, boji davlati sitonida nameshavad.
- Qoidahoi barasmiyatdarorii baqaydgirii barorish va standarthoi sertifikathoi kogazhoi qimatnokro maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar menamoyad.
Moddai 17. Asos baroi rad kardani baqaydgirii davlatii barorishi (barorishi ilovagii)
kogazhoi qimatnoki emissioni
- Asos baroi rad kardani baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni va baqaydgirii tarhi barorishi kogazhoi qimatnok inho meboshand:
– az jonibi emitent vayron kardani talaboti qonunguzorii Jumhurii Tojikiston dar borai kogazhoi qimatnok, az jumla dar hujjathoi peshnihodshuda mavjud budani malumote, ki boisi barovardani khulosa dar borai ziddiyat doshtani sharti emissiya va gardishi kogazhoi qimatnoki emissioni ba qonunguzorii Jumhurii Tojikiston va muvofiqat nakardani sharoiti barorishi kogazhoi qimatnoki emissioni ba qonunguzorii Jumhurii Tojikiston dar borai kogazhoi qimatnok megardand;
– muvofiqat nakardani hujjathoi baroi baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni peshnihodshuda va tarkibi malumoti dar onho mavjudbuda ba talaboti Qonuni mazkur va digar sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok;
– dar davomi si ruzi taqvimi bo darkhosti maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok peshnihod nakardani hamai hujjathoi zaruri baroi baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni;
– ba tarhi barorishi kogazhoi qimatnok yo qaror dar borai barorishi kogazhoi qimatnok (hujjathoi digar, ki baroi baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni asos meshavand) dokhil namudani malumoti bardurug yo malumote, ki ba haqiqat muvofiq nest (malumoti nosaheh).
- Nisbat ba qaror dar borai rad kardani baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni va tarhi barorishi kogazhoi qimatnok ba sud shikoyat kardan mumkin ast.
Moddai 18. Talabot nisbat ba pahn kardani kogazhoi qimatnoki emitenti khoriji
- Kogazhoi qimatnoki emitenti khoriji metavonand dar hududi Jumhurii Tojikiston pas az baqaydgirii tarhi barorishi kogazhoi qimatnoki emitenti khoriji az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok pahn karda shavand.
- Kogazhoi qimatnoki emitenti khoriji dar hududi Jumhurii Tojikiston metavonand pahn karda shavand, agar emitenti khoriji sharthoi zerinro qone gardonad:
– emitent hamchun shakhsi huquqi dar davlate, ki rezidenti on meboshad, ba qayd girifta shudaast va mutobiqi qonunguzorii davlate, ki dar on ba qayd girifta shuda, doroi maqomi huquqii muvofiqi qonunguzorii Jumhurii Tojikiston ba jamiyati sahomii kushoda barobar boshad;
– emitent bo ishtirokchii kasbii bozori kogazhoi qimatnok, ki faoliyati brokeri va yo dileriro baroi muarrifii manfiathoi on dar bozori kogazhoi qimatnoki Jumhurii Tojikiston amali menamoyad, shartnoma bastaast;
– emitent bo ishtirokchii kasbii bozori kogazhoi qimatnoke, ki faoliyati peshburdi fehristi dorandagoni kogazhoi qimatnokro amali menamoyad, baroi bahisobgirii huquqhoi sohiboni kogazhoi qimatnok, ki dar Jumhurii Tojikiston kogazhoi qimatnoki on peshnihod shudaand, shartnoma basta boshad.
- Baroi pahnkunii kogazhoi qimatnoki emitenti khoriji ba gayr az talabote, ki dar qismi 1 va 2 moddai mazkur muqarrar gardidaand, ijroi muqarraroti Qonuni mazkur va digar sanadhoi meyorii huquqii Jumhurii Tojikiston talab karda meshavad.
Moddai 19. Talabot nisbat ba mundarijai tarhi barorishi kogazhoi qimatnok
- Malumoti dar tarhi barorishi kogazhoi qimatnok darjgardida boyad ba haqiqati voqei muvofiq buda, baroi bahodihii vazi khojagiyu moliyavii emitent munosib boshad.
- Malumoti dar tarhi barorish ifodayofta nametavonad az muhlati shashmoha ziyod boshad.
- Tarhi barorishi kogazhoi qimatnok boyad inhoro dar bar girad:
– tavsifnomai emitent, nomi firmavi, suroga va sanai tasisi emitent, namudi asosii faoliyati khojagi, ishtiroki emitent dar guruhhoi sanoati, bonki va moliyavi, ittihodiyahoi digar, inchunin malumot dar borai jamiyathoi khojagidorii fari va vobastai emitent;
– malumot dar borai shakhsoni mansabdori emitent, az jumla malumot dar borai sokhtor va salohiyati maqomi idorakunii emitent, ruykhati shakhsoni ba hayati maqomi idorakunii emitent dokhilbuda, miqdori ba shakhsoni mansabdor mansubbudai sahmiyahoi emitent va jamiyathoi fari va vobastai on.
- Malumot dar borai sahmdoroni (ishtirokchiyoni) emitent:
– malumot dar borai miqdori umumii sahmdoroni (ishtirokchiyoni) emitent;
– malumot dar borai sohiboni bastahoi kaloni sahmiyaho va sahmdorone, ki sohiboni bastai nazoratii sahmiyaho meboshand;
– malumot dar borai ahdhoi bastai emitent, ki dar bastani onho manfiatdorii shakhsoni mansabdori on, shakhsoni bonufuzi sohiboni bastahoi kaloni sahmiyaho dar se soli okhiri moliyavii baanjomrasida yo baroi har yak soli baokhirrasida, agar emitent faoliyati khudro az se sol kamtar amali karda boshad, inchunin dar davrai to sanai tahiyai tarhi barorishi kogazhoi qimatnok joy dosht.
- Malumot dar borai emissiyai kogazhoi qimatnok:
– sana va raqami protokoli qabuli qaror dar borai barorishi kogazhoi qimatnok;
– namud, kategoriya (nav) va shakli kogazhoi qimatnoki emissionii pahnshavanda;
– arzishi nominalii har yak namud, kategoriya (nav), silsilai kogazhoi qimatnoki emissionii pahnshavanda;
– hajmi takhminii barorish bo ifodai puli va miqdori kogazhoi qimatnoki emissioni, ki pahnkunii on dar nazar doshta shudaast;
– narkhi (tartibi muayyan namudani narkhi) pahnkunii kogazhoi qimatnoki emissioni;
– maqsadi guzaronidani emissiya va samthoi istifodabarii mablaghoe, ki dar natijai pahnkunii kogazhoi qimatnoki emissioni ba dast omadaand;
– tartib va muhlati pahnkunii kogazhoi qimatnoki emissioni;
– tartib va sharthoi pardokhti kogazhoi qimatnoki emissionii pahnshavanda;
– tartib va sharthoi bastani shartnomaho dar rafti pahnkunii kogazhoi qimatnoki emissioni dar holati mavjud budani chunin shartho;
– malumot dar borai birjai fondi, ki dar on furushi kogazhoi qimatnok peshbini shudaast;
– nomi ishtirokchii kasbii bozori kogazhoi qimatnok (agar emitent az khizmatrasonii on istifoda namoyad);
– amale, ki dar holati barziyod yo narasidani sathi obunashavi ijro karda meshavad;
– malumot dar borai hissai ishtiroki davlat dar sarmoyai oinnomavii emitent, mavjud budani huquqi makhsus (“sahmiyai tilloi”);
– tartibi oshkor kardani akhborot dar borai pahnkunii kogazhoi qimatnoki emissioni;
– tartibi bargardonidani mablaghoi az pardokhti kogazhoi qimatnok giriftashuda, dar holati barguzornagardida etirof namudani barorishi kogazhoi qimatnoki emissioni;
– surogai mahalhoi pardokhti daromadho;
– nomguy va natijahoi emissiyahoi peshtarai kogazhoi qimatnok.
- Malumot dar borai vazi moliyavii emitent, ki inhoro dar bar megirad:
– hisoboti solonai moliyavii emitent dar se soli okhiri moliyavii baokhirrasida yo baroi har yak soli moliyavii baokhirrasida, agar emitent faoliyati khudro kamtar az se sol amali karda boshad, khulosai auditor (auditoron) nisbat ba hisoboti moliyavii mazkur;
– malumot dar borai qarzdorii jori va kredithoi emitent;
– malumot dar borai dalelhoi asosie, ki dar davomi se soli okhiri baitmomrasidai moliyavi yo har soli baitmomrasidai moliyavi rukh dodaand, agar emitent faoliyati khudro az se sol kam amali karda boshad;
– tartib va samthoi istifodai mablaghoe, ki dar natijai pahnkunii banaqshagiriftai kogazhoi qimatnok jalb karda shudaand;
– malumot dar borai ishtiroki emitent dar murofiahoi sudi, dar holathoe, ki agar chunin ishtirok metavonad ba faoliyati moliyaviyu khojagii emitent tasir rasonad.
- Tibqi sanadhoi meyorii huquqie, ki mutobiq ba Qonuni mazkur qabul gardidaand, metavonad ba tarkib, mazmun va tartibi barasmiyatdarorii tarhi barorish talaboti ilovagi muqarrar karda shavad.
- Tarhi barorish boyad az jonibi shakhsoni masuli ittilooti dar tarhi barorish darjgardida, shakhsoni mansabdor va shakhsoni digari emitent imzo karda shavand.
- SHakhsone, ki ba tarhi barorish imzo guzoshtaand, baroi zarare, ki dar natijai malumoti nosaheh, nopurra ba sohibi kogazhoi qimatnok rasonida shudaast va yo sarmoyaguzorro ba ishtiboh mebarad, yakjoya bo emitent ba javobgarii ilovagi kashida meshavand.
- Dar holati tasisdihii jamiyati sahomi, tarhi barorish boyad malumothoero, ki dar qismhoi 3 va 5 moddai mazkur ifoda yoftaand, dar bar girad.
- Dar holati barorishi vombarg, ba gayr az malumoti dar qismhoi 3, 4 va 5 moddai mazkur ifodayofta dar tarhi barorish boyad malumoti zerin ifoda yobad:
– muhlati pardokht;
– digar shartho vobasta ba kogazhoi qimatnok;
– kafolati ijroi uhdadoriho.
- Dar tarhi barorish omilhoi imkonpaziri khavf dar faoliyati emitent alohida boyad qayd karda shavand.
- Tarhi barorishi emitenti khoriji, ki pahnkunii kogazhoi qimatnokro dar Jumhurii Tojikiston amali menamoyad, boyad malumoti ilovagii zerinro dar bar girad:
– maqsadhoi (sababhoi) pahnkunii kogazhoi qimatnok dar hududi Jumhurii Tojikiston;
– tartibi tatbiqi huquq va uhdadorihoi sohiboni kogazhoi qimatnoki emitenti khoriji;
– tartibi barrasii bahshoi vobasta ba amali namudani huquqhoi sohiboni kogazhoi qimatnok va izhori davo nisbat ba emitent hangomi az jonibi on ijro nakardani uhdadoriho oid ba kogazhoi qimatnok;
– nomgui namoyandai emitent dar Jumhurii Tojikiston, vakolatho va masuliyati on dar nazdi sohiboni kogazhoi qimatnok;
– khavfhoi vobasta ba kharidi kogazhoi qimatnoki emitenti khoriji;
– chorahoi pastkunandai khavfho vobasta ba sohibi kardani kogazhoi qimatnoki emitenti khoriji;
– malumot dar borai reytingi kreditii emitent;
– malumot dar borai gardishi kogazhoi qimatnok berun az hududi mamlakat, ki rezidenti on emitent meboshad;
– malumot dar borai hamai birjahoi fondii khoriji, ki dar onho savdo bo kogazhoi qimatnoki emitent amali shudaast (meshavad);
– nashriyahoi davrii chopi va elektroni, ki az onho dar borai emitent malumoti ilovagi giriftan mumkin ast;
– malumoti digare, ki bo sanadhoi meyorii huquqii mutobiqi Qonuni mazkur qabulshuda, peshbini gardidaast.
Moddai 20. Tagyiru ilovaho ba tarhi barorish hangomi emissiyai kogazhoi qimatnok
- Emitent vazifador ast ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok tagyiru ilovahoro ba tarhi barorishi kogazhoi qimatnok bo malumoti mufassali nav baroi baqaydgirii on dar muhlati na dertar az panj ruzi kori az lahzai bavujudoi yo oshkor shudani tagyiru ilovaho dar holathoi zerin peshnihod namoyad:
– agar dar malumote, ki dar tarhi barorish darj gardidaast, tagyirot ba vujud oyad;
– agar malumoti navi muhim ba vujud oyad, ki boyad dar tarhi barorish oshkor shavad, agar on to lahzai peshnihod namudani tarhi barorish ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok joy doshta boshad;
– agar tarhi barorish malumotero dar bar girad, ki on bardurug boshad, ba ishtiboh barad yo dar tarhi barorish oid ba oshkor kardani akhborot kambudiho mavjud boshand.
- Tagyiru ilovaho ba tarhi barorish az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar muhlati na ziyoda az dah ruzi kori az lahzai peshnihod kardani tagyiru ilovaho ba qayd girifta meshavand.
- Dar davrai baqaydgirii tagyiru ilovaho ba tarhi barorish bastani ahdho bo kogazhoi qimatnoki barorishi mazkur man karda meshavad.
- Dar holati baqaydgirii tagyiru ilovaho ba tarhi barorish emitenti kogazhoi qimatnok bo tartib va usulhoi peshbininamudai sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok, ki mutobiqi Qonuni mazkur qabul gardidaand, boyad oid ba tagyiru ilovahoi ba tarhi barorish voridkardashuda ba obunachiyoni kogazhoi qimatnok va ba digar sarmoyaguzoroni kogazhoi qimatnoki ba tavri kushoda pahnshavanda akhbor oshkor namoyad.
Moddai 21. Bozdoshtani pahnkunii kogazhoi qimatnok va bekor kardani tarhi barorishi
baqaydgiriftashuda
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok metavonad pahnkunii kogazhoi qimatnokro ba muhlati na ziyodtar az yak moh bozdorad va pas az ba okhir rasidani in muhlat metavonad baqaydgirii tarhi barorishro dar holathoi zerin bekor namoyad:
– tarhi barorish doroi hama guna malumote boshad, ki bardurug ast yo ba ishtiboh meandozad;
– dar ravandi pahnkunii kogazhoi qimatnok sharthoi peshnihodi kogazhoi qimatnok vayron karda shavand;
– dar ravandi pahnkunii kogazhoi qimatnok talaboti muqarrarnamudai Qonuni mazkur va digar sanadhoi meyorii huquqie, ki dar asosi Qonuni mazkur qabul gardidaand, vayron karda shavand.
- Hangomi bozdoshtani pahnkunii kogazhoi qimatnok peshnihodi kogazhoi qimatnok dar davomi muhlate, ki pahnkuni bozdoshta shudaast, man ast.
- Hangomi bekor kardani baqaydgirii tarhi barorish, shakhsoni pahnkunandai kogazhoi qimatnok vazifadorand pahnkunii minbadai kogazhoi qimatnokro qat kunand.
- Agar hangomi emissiyai kogazhoi qimatnok baqaydgirii tarhi barorish bekor karda shuda boshad, dar in holat pahnkunii kogazhoi qimatnok doirnagardida hisob meyobad.
Moddai 22. Malumot dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki
emissioni, ki az jonibi emitent oshkor karda meshavad
- Dar holati baqaydgirii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni emitent vazifador ast dastrasii ittilootro, ki dar tarhi barorishi kogazhoi qimatnok mavjud ast ba hama guna shakhsoni ba in manfiatdor, novobasta ba maqsadhoi giriftani in ittiloot, tamin namoyad.
- Dar holati obunashavii kushoda emitent vazifador ast dar borai baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni akhborot chop kunad, hamzamon tartibi ba hama guna shakhsoni manfiatdor dastras shudani malumoti dar tarhi barorishi kogazhoi qimatnok budaro dar maqomi nashriyavii akhbori omma nishon dihad.
- Dar holati obunashavii pushida, ki bo baqaydgirii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni surat megirad, emitent vazifador ast dar borai baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni akhborot chop namuda, zimnan, tartibi ba sohiboni ehtimolii kogazhoi qimatnok dastras shudani ittilootero, ki dar tarhi barorishi kogazhoi qimatnok darj megardad, ishora namoyad.
Moddai 23. SHarthoi pahnkunii kogazhoi qimatnoki emissionii barovardashuda
- Emitent huquq dorad tanho pas az baqaydgirii davlatii barorishi kogazhoi qimatnoki emissioni dar maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok ba pahnkunii kogazhoi qimatnok shuru namoyad.
- Miqdori kogazhoi qimatnoki emissionii pahnshavanda naboyad az miqdore, ki dar tarhi barorishi kogazhoi qimatnok nishon doda shudaast, ziyod boshad.
- Emitent metavonad miqdori kamtari kogazhoi qimatnoki emissioniro nisbat ba miqdori dar tarhi barorishi kogazhoi qimatnok nishondodashuda pahn kunad.
- Miqdori voqeii kogazhoi qimatnoki pahnkardashuda dar hisobot oid ba natijahoi barorish, ki baroi tasdiq peshnihod megardad, nishon doda meshavad.
- Mablaghoi sarmoyaguzoron hangomi barguzor nagardidani emissiya bo tartibi muqarrarnamudai maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok bargardonida meshavand.
- Emitent vazifador ast pahnkunii kogazhoi qimatnoki emissionii barovardashudaro na dertar az yak sol az ruzi baqaydgirii (aznavbaqaydgirii) davlatii barorishi (barorishi ilovagii) chunin qogazhoi qimatnok ba okhir rasonad.
- Dar mavridi pahnkunii kushod yo muomiloti kogazhoi qimatnoki emissioni ba yake az sohiboni ehtimoli nisbat ba digari on dodani afzaliyat hangomi kharidori namudani kogazhoi qimatnok man ast.
- Muqarraroti mazkur dar holathoi zerin tatbiq namegardad:
– hangomi ba sahmdoroni jamiyati sahomi dodani huquqi afzaliyatnoki kharidori namudani barorishi navi kogazhoi qimatnok ba miqdore, ki ba shumorai sahmiyahoi ba onho mansubbuda dar lahzai qabuli qaror dar borai emissiya mutanosib ast;
– hangomi az jonibi emitent ba gayrirezidentho jori namudani mahdudiyatho baroi kharidori namudani kogazhoi qimatnok.
- Ba emitente, ki kogazhoi qimatnokro pahn menamoyad, istifoda burdani mablaghoe, ki dar rafti furushi kogazhoi qimatnok ba dast meoyand, man karda meshavad.
- Mablaghoi pulie, ki dar rafti furushi kogazhoi qimatnok ba dast meoyand, to az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok barguzorgardida yo barguzornagardida etirof namudani pahnkunii kogazhoi qimatnok dar hisobi bonkii bonki khizmatrason nigoh doshta meshavand.
- Dar holati barguzorgardida etirof shudani pahnkunii kogazhoi qimatnok, mablaghoi puli ba surathisobi emitent guzaronida meshavand, kogazhoi qimatnok boshand ba molikiyati sarmoyaguzoron (kharidoron) ba hisobi onho guzaronida meshavand.
- Dar holati barguzornagardida etirof shudani pahnkunii kogazhoi qimatnok:
– mablaghoi pulie, ki az pahnkunii kogazhoi qimatnok ba dast omadaand, dar davomi se ruzi kori pas az ruzi barguzornagardida etirof shudani pahnkunii kogazhoi qimatnok ba sarmoyaguzoron bargardonida meshavand;
– kogazhoi qimatnok ba hisobi emitente, ki in kogazhoi qimatnokro pahn kardaast, bargardonida meshavand. Hamzamon kogazhoi qimatnoki emissiyai mazkur, ki pahnkunii onho barguzornagardida etirof shudaast, bekor karda meshavand.
- Mahdudiyathoe, ki dar qismhoi 7 va 8 moddai mazkur muqarrar gardidaand, nisbat ba pahnkunii vombarg tatbiq namegardand.
- Tartibi nigohdori va bahisobgirii mablaghoe, ki az furushi vombarg vorid megardand, az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar karda meshavad.
Moddai 24. Hisobot dar borai natijahoi barorishi (barorishi ilovagii) kogazhoi
qimatnoki emissioni
- Emitent vazifador ast na dertar az si ruzi pas az ba okhir rasidani pahnkunii kogazhoi qimatnoki emissioni ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar borai natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni hisobot peshnihod namoyad.
- Dar hisobot oid ba natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni boyad malumoti zerin nishon doda shavad:
– sanahoi shuru gardidan va ba okhir rasidani pahnkunii kogazhoi qimatnok;
– narkhi (narkhhoi) voqeii pahnkunii kogazhoi qimatnok;
– miqdori kogazhoi qimatnoki pahnshuda;
-hissai kogazhoi qimatnoki pahnkardashuda va pahnkardanashudai barorish;
– hajmi umumii voridshavii mablagho baroi kogazhoi qimatnoki pahnshuda, az jumla hajmi mablagho bo puli milli, ki baroi pardokhti kogazhoi qimatnok suporida shudaand, hajmi mablaghoi puli bo asori khoriji, ki baroi pardokhti kogazhoi qimatnoki pahnkarda suporida shudaand va dar lahzai suporidan az rui qurbi Bonki millii Tojikiston bo puli millii Jumhurii Tojikiston ifoda yoftaand, hajmi doroihoi moddi va gayrimoddi, ki hamchun pardokht baroi pahnkunii kogazhoi qimatnok suporida shuda, bo puli millii Jumhurii Tojikiston ifoda yoftaand;
– dar borai ahdhoe, ki tibqi qonunguzorii Jumhurii Tojikiston hamchun ahdhoi kalon etirof megardand va ahdhoe, ki dar bastani onho manfiatdori mavjud ast va dar ravandi pahnkunii kogazhoi qimatnok ijro shudaand.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok vazifador ast dar davomi dah ruzi kori az lahzai peshnihodi hisobot dar borai barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni oid ba tasdiqi hisobot dar borai natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnok qaror barorad yo pahnkunii mazkuri kogazhoi qimatnokro barguzornagardida etirof namuda, baqaydgirii tarhi barorishro bekor kunad.
- Dar davomi panj ruzi kori az ruzi tasdiqi hisobot dar borai barorishi (barorishi ilovagii) kogazhoi qimatnok az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok emitent vazifador ast natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnokro tavassuti chop kardani natijahoi on oshkor namoyad.
- Hisobot dar borai natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnok az jonibi shakhse, ki vazifai maqomi infirodii ijroiyai emitentro amali menamoyad va sarmuhosibi on ba imzo rasonida meshavad.
- SHakhsone, ki hisobot oid ba natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioniro ba imzo merasonand, hangomi mavjud budani gunohi onho baroi zarare, ki az jonibi emitent ba sohiboni kogazhoi qimatnok dar natijai dar hisoboti mazkur darj gardidani malumoti nosaheh, nopurra va yo sarmoyaguzorro baishtibohbaranda, ki az jonibi onho tasdiq shudaast, yakjoya masuliyati subsidiari dorand.
Moddai 25. Bozdoshtani barorishi kogazhoi qimatnok. Barguzornagardida yo beetibor
etirof namudani barorishi (barorishi ilovagii) kogazhoi qimatnoki
emissioni
- Barorishi kogazhoi qimatnok metavonad dar hama guna davrahoi rasmiyoti emissiya to tasdiqi hisobot dar borai natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni hangomi oshkor gardidani qoidavayronkunihoi zerin az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok bozdoshta shavad:
– dar jarayoni emissiya az jonibi emitent vayron kardani talaboti qonunguzorii Jumhurii Tojikiston dar borai kogazhoi qimatnok;
– dar hujjathoe, ki dar asosi onho baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni amali shudaast, oshkor namudani ittilooti nosaheh yo baishtibohbaranda.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad emissiyai kogazhoi qimatnokro to bartaraf namudani huquqvayronkuni bozdorad. Dar in holat rafti muhlati pahnkunii kogazhoi qimatnok to lahzai idoma dodani emissiya bozdoshta meshavad. Idoma dodani emissiya bo qarori maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok amali megardad.
- Tartibi bozdoshtan va idoma dodani emissiyai kogazhoi qimatnok bo sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muayyan karda meshavad.
- Barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni metavonad bo qarori maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok to ba qaydi davlati giriftani hisobot dar borai natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni barguzornagardida etirof karda shavad.
- Asos baroi barguzornagardida etirof kardani barorishi (barorishi ilovagii) kogazhoi qimatnok inho meboshand:
– dar rafti emissiyai kogazhoi qimatnok az jonibi emitent vayron kardani talaboti qonunguzorii Jumhurii Tojikiston, ki tanho bo rohi az muomilot giriftani kogazhoi qimatnoki emissionii barorishi (barorishi ilovagii) kogazhoi qimatnok bartaraf karda meshavad;
– dar hujjathoe, ki dar asosi onho baqaydgirii davlatii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni amali karda shudaast, oshkor namudani malumoti nosaheh yo baishtibohbaranda, ki boisi vayron gardidani huquqho va yo manfiathoi qonunii sarmoyaguzoron yo sohiboni kogazhoi qimatnoki emitent megardad;
– az jonibi emitent ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok peshnihod nagardidani hisobot dar borai natijahoi barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni dar muhlati muqarrarnamudai Qonuni mazkur pas az ba okhir rasidani muhlati pahnkunii onho;
– pahn nakardani yagon kogazi qimatnoki barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni;
– az jonibi emitent ijro nakardani talaboti maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar borai bartaraf namudani vayronkunii talaboti qonunguzorii Jumhurii Tojikiston, ki hangomi emissiyai kogazhoi qimatnok ba on roh doda shudaast.
- Barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni metavonad bo davoi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar asosi qarori sud beetibor donista shavad
- Beetibor donistani ahdhoi alohida, ki dar ravandi pahnkunii kogazhoi qimatnoki emissioni basta meshavand, boisi beetibor gardidani barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni namegardad.
- Barguzornagardida yo beetibor donistani barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni boisi bekor gardidani baqaydgirii davlatii on, az muomilot giriftani kogazhoi qimatnoki emissionii barorishi (barorishi ilovagii) kogazhoi qimatnoki emissionii mazkur va ba sohiboni chunin kogazhoi qimatnoki emissioni bargardonidani mablaghoi puli yo molu mulki digare, ki emitent baroi pardokhti onho giriftaast, megardad.
- Tartibi az muomilot giriftani kogazhoi qimatnoki emissioni va ba sohiboni chunin kogazhoi qimatnoki emissioni bargardonidani mablagho yo molu mulki digar bo sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar karda meshavad.
- Hamai kharojoti vobasta ba barguzornagardida yo beetibor donistani barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni va bargardonidani mablagho ba sohiboni onho az hisobi emitent amali karda meshavand.
- Sohiboni kogazhoi qimatnoki emissioni, ki binobar sababi barguzornagardida yo beetibor donistani barorishi (barorishi ilovagii) kogazhoi qimatnoki emissioni zarar didaand, huquq dorand tovoni zarari rasonidaro az emitenti kogazhoi qimatnok talab namoyand.
Moddai 26. Tadbirhoi ilovagi oid ba himoyai manfiathoi sarmoyaguzoron
- Agar dar davrai guzaronidani furushi ozodi kogazhoi qimatnok emitent ba malumot dar borai barorishi kogazhoi qimatnok, ki dar tarhi barorishi kogazhoi qimatnok nishon doda shudaast, islohot darorad, shakhsone, ki ba kogazhoi qimatnok obuna shudaand yo onhoro kharidaand, metavonand dar davomi ponzdah ruzi badi nashri malumoti nav shartnomaro bekor namoyand, agar onho chunin shumorand, ki in islohot metavonand ba qurbi (arzishi) kogazhoi qimatnok tasiri nomusoid rasonand.
- Dar surati shartnomaro bekor kardani kharidor emitent baroi talofi namudani kharojotu ziyonhoi sarmoyaguzoron, ki ba obunashavi va kharidorii kogazhoi qimatnok aloqamandand, masul meboshad.
- Agar akhbori avval nashrgardidai tarhi barorishi kogazhoi qimatnok, ki minbad ba on tagyirot vorid shudaast, az tarafi ishtirokchii kasbii bozori kogazhoi qimatnok tasdiq shuda boshad, in ishtirokchi yakjoya bo emitent dar nazdi sarmoyaguzoron masul meboshad.
- Agar mablagi voqeii obunashavi yo kharidorii kogazhoi qimatnok az mablage, ki onro emitent dar tarhi barorishi kogazhoi qimatnok elon karda bud, kam boshad, shakhsone, ki ba kogazhoi qimatnok obuna shudaand yo onhoro kharidori namudaand, dar muhlati ponzdah ruzi badi ba itmom rasidani muhlati obunashavi metavonand shartnomaro bekor kunand. Emitent boshad, dar in holat vazifador ast ba sarmoyaguzoron pulhoi giriftaashro be uhdadorii pardokhti foizho va talofii kharojot yo ziyonhoi ehtimoli bargardonad.
- Dar mavridi az mablagi dar tarhi barorishi kogazhoi qimatnok elongardida ziyod budani mablagi obuna emitent vazifador ast ba obunachiyon pulhoro ba miqdore bargardonad, ki az andozai barorishi elongardida ziyod meboshad. Tartibi bargardonidani mablagho dar malumot dar borai barorishi kogazhoi qimatnok tavsif megardad.
Moddai 27. Hususiyathoi barorishi vombargho az jonibi jamiyati khojagidori
- Barorishi vombargho az jonibi jamiyati khojagidori pas az pardokhti purrai sarmoyai oinnomavii on ijozat doda meshavad.
- Arzishi nominalii hamai vombarghoi jamiyati khojagidori naboyad az andozai sarmoyai oinnomavii on va yo hajmi taminote, ki bo in maqsadho ba jamiyati khojagidori az jonibi shakhsoni seyum doda shudaast, ziyod boshad.
- Hangomi nabudani taminote, ki az jonibi shakhsi seyum doda shudaast, barorishi vombargho na peshtar az soli seyumi mavjudiyati jamiyati khojagidori va bo sharti ba tariqi munosib tasdiq gardidani hisoboti solonai muhosibi dar du soli ba okhir rasidai moliyavi ijozat doda meshavad.
Moddai 28. Huquqi molikiyat ba kogazhoi qimatnok
- Huquqi sohiboni kogazhoi qimatnoki shakli hujjatii barorish bo kogazhoi qimatnok, sertifikatho va sabtho az rui hisobi depo dar mahfuzdorandaho (agar sertifikatho baroi nigohdori ba mahfuzdoranda suporida shuda boshand) tasdiq megardad.
- Huquqi molikiyat ba kogazhoi qimatnoki shakli barorishi gayrihujjati dar nizomi peshburdi fehrist – bo sabtho dar hisobhoi shakhsii nigohdorandai fehrist yo dar holati bahisobgirii huquqho ba kogazhoi qimatnok dar mahfuzdoranda – bo qaydho az rui hisobi depo dar mahfuzdoranda tasdiq karda meshavad.
Moddai 29. Guzarishi huquqho ba kogazhoi qimatnok
- Huquq ba kogazhoi qimatnoki nomii gayrihujjati dar holathoi zerin ba kharidor meguzarad:
– ba hisob giriftani huquqho ba kogazhoi qimatnok dar nizomi peshburdi fehrist – az lahzai vorid namudani qaydhoi voridoti dar hisobi shakhsii kharidor;
– ba hisob giriftani huquqho ba kogazhoi qimatnok ba shakhse, ki faoliyati mahfuzdorandagiro amali menamoyad – az lahzai vorid namudani qaydi voridoti az rui hisobi depoi kharidor.
- Tartibi guzashtani huquqho ba kogazhoi qimatnoki hujjati bo qonunguzorii Jumhurii Tojikiston muqarrar karda meshavad.
- Agar bo qonunguzorii Jumhurii Tojikiston tartibi digar peshbini nagardida boshad, dar in holat mahfuzdoranda yo nigohdorandai fehrist metavonand kogazhoi qimatnokro az hisobi yak nigohdorandai baqaydgiriftashuda ba hisobi shakhsi digar bo asoshoi zerin intiqol dihand:
– bo suporishi shakhsi baqaydgiriftashuda;
– farmoishi intiqoli;
– bo hujjathoe, ki bastani ahdro dar birjai fondi tasdiq menamoyand;
– bo hujjathoe, ki vorisi huquqiro tasdiq menamoyand;
– bo qarori sud.
- SHakhse, ki peshburdi fehristi nigohdorandagoni kogazhoi qimatnokro amali menamoyad, vazifador ast dar borai guzarishi huquq ba kogazhoi qimatnok dar fehrist dar davomi se ruzi bonki az lahzai giriftani hujjatho qaydi dakhldor kunad yo raddiyai asosnokro ba qaydi dakhldor peshkash namoyad.
- Dar holathoe, ki agar malumot dar borai joy doshtani bavujudoi, guzarish (suporidan), tagyir yoftan, garoni va qat gardidani huquq ba kogazhoi qimatnok ba shakhsi bahisobgirandai huquq ba kogazhoi qimatnok dar lahzai pushida shudani fehrist baroi ijroi uhdadorihoi emitent, ki tarkibi kogazhoi qimatnokro (ovozdihi, giriftani sudi sahmiya va gayraho) dar bar megirad, khabar doda nashudaast, ijroi uhdadoriho nisbat ba shakhsi baqaydgiriftashuda munosib etirof megardad. Masuliyat baroi sari vaqt rasonidani chunin ogohisozi ba uhdai kharidori kogazhoi qimatnok voguzor meshavad.
- Malumot dar borai sohiboni kogazhoi qimatnok, miqdori ba onho taalluqdoshtai kogazhoi qimatnok va dar borai amaliyot bo onho makhfi meboshad, ba istisnoi malumot dar borai sohiboni bastai kaloni sahmiyahoi jamiyathoi sahomii kushoda, ki muvofiqi Qonuni mazkur oshkor karda meshavad.
- Malumoti mazkur metavonad ba inho doda shavad:
– ba sohiboni kogazhoi qimatnok va namoyandagoni qonunii onho;
– ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok;
– ba shakhsoni digar dar asosi sanadi sudi, ki quvvai qonuni paydo kardaast.
Moddai 30. Gardishi kogazhoi qimatnok
- Ahdho oid ba kharidu furushi kogazhoi qimatnoki jamiyathoi sahomi dar bozori mutashakkil va nomutashakkil basta meshavand. Ahdho dar bozori mutashakkili kogazhoi qimatnok az jonibi ishtirokchiyoni kasbi bo rohi kharidu furushi kogazhoi qimatnok az nomi khud yo az nomi mushtari, az hisobi khud yo az hisobi mushtari basta meshavand.
- Ahdho dar bozori nomutashakkili kogazhoi qimatnok metavonand ham az jonibi khudi sarmoyaguzoron va ham bo istifodai khizmati ishtirokchiyoni kasbii bozori kogazhoi qimatnok basta shavand.
- Vakolathoi ishtirokchii kasbi dar bastani ahdho bo kogazhoi qimatnok bo bastani shartnoma bo mushtariyonu, ki sharthoi baroi bastan va ijroi ahdho zarurro muayyan mekunand, tasdiq megardand.
- Rasmiyoti bastani ahdho bo kogazhoi qimatnok va sabti onho bo qoidahoi tashkiloti dar bozori mutashakkili kogazhoi qimatnok amalkunanda muayyan karda meshavad.
BOBI 5.
TAMINOTI ITTILOOTII BOZORI KOGAZHOI QIMATNOK
Moddai 31. Oshkor kardani ittiloot
- Zeri mafhumi oshkor kardani ittiloot tamini dastrasii on ba hamai shakhsoni ba in havasmand, novobasta ba maqsadhoi giriftani ittilooti mazkur mutobiqi rasmiyote, ki daryoft kardan va giriftani onro kafolat medihad, fahmida meshavad.
- Ittilooti dastrasi hama dar bozori kogazhoi qimatnok ittilote etirof karda meshavad, ki baroi dastrasii on imtiyozhoro talab namekunad yo on boyad muvofiqi Qonuni mazkur oshkor karda shavad.
- Emitente, ki jamiyati sahomii kushoda meboshad, vazifador ast ittilootro dar shakli hisoboti solona, ki dar tarkibi on hisoboti moliyavii emitent baroi yak sol va digar ittilooti peshbininamudai sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok shomil meboshand, oshkor sozad.
- Hisoboti moliyavie, ki ba tarkibi hisoboti solona shomil meboshad, boyad mutobiqi sanadhoi qonunguzorii Jumhurii Tojikiston tayyor karda shavad.
- Hisoboti solona boyad inhoro dar bar girad:
– hisoboti solonai moliyavii emitent va khulosai auditor nisbat ba on;
– ittiloot dar borai hamai kogazhoi qimatnoki dar davomi soli hisoboti barovardai emitent;
– malumot dar borai miqdori umumii sahmdoroni (ishtirokchiyoni) emitent;
– ruykhati hamai sahmdoroni kalon va sahmdoron – sohiboni bastahoi nazoratii sahmiyaho va hissai onho dar miqdori sahmiyahoi emitent;
– malumot dar borai har yak shakhsi mansabdori emitent;
– tavsifi kutohi tajribai idorakunii korporativii emitent;
– malumoti digari peshbininamudai sanadhoi meyorii huquqi, ki mutobiqi Qonuni mazkur qabul shudaand.
- Hisoboti solona na dertar az navad ruzi taqvimii pas az sanai baitmomrasii soli hisoboti tahiya megardad.
- Ifodai kutohi hisoboti solona, az jumla hisoboti moliyavi bo tartib va dar muhlati muqarrarnamudai sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar vositahoi chopi yo elektronii akhbori omma chop karda meshavad.
- Nuskhai hisoboti solona boyad baroi shinosshavi ba hamai shakhsoni manfiatdor, ki ba onho nuskhai hisobot bo pardokhti mablage, ki az kharojot baroi tayyor kardani on ziyod nest, metavonad dastras boshad.
- Emitent boyad ba birjai fondie, ki listingi kogazhoi qimatnoki onro anjom dodaast, nuskhai hisoboti solonaro na dertar az si ruzi taqvimi pas az tasdiq gardidani hisoboti solona az jonibi maqomi vakolatdori emitent peshnihod namoyad.
- Hisoboti solona va ittiloot dar borai oshkorsozii on ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok na dertar az chil ruzi taqvimi az sanai tasdiqi hisoboti solona az tarafi maqomi vakolatdori emitent peshnihod karda meshavad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad hisoboti solonai emitentro nashr kunad yo bo tarzi digar dastrasii onro ba doirai vasei shakhson tamin namoyad.
Moddai 32. Az jonibi emitent oshkor kardani ittiloot dar borai dalelhoi muhim
- Emitente, ki jamiyati sahomii kushoda meboshad, vazifador ast malumotro dar borai dalelhoi muhim (hodisaho, amaliyot), ki ba faoliyati moliyaviyu khojagii on tasir merasonand, oshkor sozad.
- Ba dalelhoi muhim hodisae (dalele), ki ba faoliyati moliyaviyu khojagii emitent va yo ba narkhi kogazhoi qimatnok metavonad tasir rasonad, mansub meboshad, az jumla:
– tagyirot dar ruykhati shakhsoni ba maqomi idorakunii emitent shomilbuda (ba istisnoi majlisi umumii sahmdoron);
– tagyirot dar andozai ishtiroki shakhsoni ba maqomi intikhobii idorakunii emitent dokhilbuda, dar sarmoyai emitent, inchunin jamiyathoi fari va vobastai on;
– tagyirot dar ruykhati sohiboni panj va ziyoda az on foizi kogazhoi qimatnok (hissaho), inchunin dar borai tagyiroti hissahoi sohiboni panj foiz va yo ziyoda az on kogazhoi qimatnok (hissaho) dorand;
– tagyirot dar ruykhati shakhsoni huquqie, ki dar on emitent sohibi bist va ziyoda az on foizi sarmoyai oinnomavi meboshad;
– dar fehristi emitent paydo shudani shakhse, ki sohibi besh az panj foizi sahmiyahoi ovozdihanda (hissaho) meboshad;
– dalelhoe, ki boisi yakbora besh az dah foiz ziyodshavi yo kamshavii arzishi doroihoi emitent gardidaand;
– dalelhoe, ki boisi yakbora besh az dah foiz ziyod shudani daromadi sof va zarari sofi emitent gardidaand;
– dalelho dar borai ahdhoi yakdafainai emitent, ki andozai onho yo arzishi molu mulk az rui onho dah foiz va ziyoda az on doroihoi emitentro dar sanai bastani ahd tashkil medihad;
– aznavtashkildihii emitent, jamiyathoi fari va vobastai on;
-daromadhoi hisobkardashuda va yo pardokhtshavanda (pardokhtshuda) az rui kogazhoi qimatnoki emitent;
– qarorhoi majlisi umumi;
– pardokhti kogazhoi qimatnoki emitent;
– hodisahoi (dalelhoi) digar, ki bo sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok peshbini shudaand.
- Emitent na dertar az panj ruzi kori az lahzai farorasii daleli muhim vazifador ast:
– dar borai dalelhoi muhim dar vositahoi akhbori omma malumot nashr namoyad;
– dar borai dalelhoi muhim ba birjai fondi malumot peshnihod namoyad, agar kogazhoi qimatnoki emitenti mazkur dar birjai fondi narkhguzori (kotirovka) karda shavand.
- Emitent na dertar az se ruzi kori az sanai oshkor namudani ittiloot dar borai dalelhoi muhim bo tartibi muqarrarnamudai moddai mazkur vazifador ast dar borai dalelhoi muhim va oshkor namudani onho ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok malumot firistonad.
- Birjai fondi vazifador ast na dertar az se ruzi kori az lahzai giriftani ittiloot dar borai dalelhoi muhim ba ishtirokchiyoni savdoi khud dar borai dalelhoi muhim malumot dihad. Ishtirokchii savdo dar muhlati se ruzi kori az lahzai giriftani ittiloot vazifador ast mizojoni khudro bo ittiloot dar borai dalelhoi muhim, ki ba u peshnihod gardida budand, shinos namoyad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad ittilooti emitenthoro dar borai dalelhoi muhim nashr namoyad yo dastrasii onhoro bo tarzi digar ba doirai vasei shakhson tamin namoyad.
Moddai 33. Ittilooti khizmati
- Ittilooti khizmati hama guna ittilooti dastrasi umuminabuda dar borai emitent va kogazhoi qimatnoki emissionii barovardai u hisob meyobad, ki shakhsoni doroi onro binobar vazi khizmati, uhdadorihoi mehnati yo shartnomahoi bo emitent bastashuda dar muqoisa bo digar ishtirokchiyoni bozori kogazhoi qimatnok dar mavqei afzaliyatnok joy medihad.
- Ba shakhsoni doroi ittilooti khizmati inho mansuband:
– azoi maqomi idorakunii emitent;
– auditoroni emitent yo ishtirokchii kasbii bozori kogazhoi qimatnok, ki bo shartnoma bo in emitent aloqamand meboshad;
– khizmatchiyoni maqomoti davlati, ki binobar doshtani vakolathoi nazorati va vakolathoi digar ba ittilooti mazkur dastrasi dorand.
- Hamzamon zeri mafhumi azoi maqomi idorakunii emitent shakhsone fahmida meshavand, ki doimo yo muvaqqatan dar shakhsoni huquqii mazkur vazifahoi vobasta ba ijroi uhdadorihoi tashkiliyu rohbari yo mamuriyu khojagiro ishgol menamoyand, inchunin az rui vakolati makhsus chunin uhdadorihoro ijro mekunand.
- SHakhsoni voqeie, ki ba ittilooti khizmatii ba korkhonaho-emitentho mansubbuda roh doda shudaand, inchunin azoyoni oilai onho metavonand kogazhoi qimatnoki in emitenthoro tanho bo sharti bo khud nigoh doshtani onho ba muhlati na kam az shash moh kharidori namoyand.
- SHakhsone, ki doroi ittilooti khizmati meboshand, huquq nadorand ittilooti khizmatiro baroi bastani ahd ba shakhsoni seyum malum namoyand.
BOBI 6.
FAOLIYATI KASBI DAR BOZORI KOGAZHOI QIMATNOK
Moddai 34. Namudhoi faoliyati kasbi dar bozori kogazhoi qimatnok
- Dar bozori kogazhoi qimatnok namudhoi zerini faoliyati kasbi muqarrar karda meshavand:
– faoliyati brokeri dar bozori kogazhoi qimatnok;
– faoliyati dileri dar bozori kogazhoi qimatnok;
– oid ba idorai portfeli kogazhoi qimatnok;
– oid ba muayyan kardani uhdadorihoi tarafho (kliring) az rui amaliyot bo kogazhoi qimatnok;
– oid ba peshburdi fehristi dorandagoni kogazhoi qimatnok;
– faoliyati mahfuzdori;
– faoliyati tashkili savdo dar bozori kogazhoi qimatnok.
- Ishtirokchiyoni kasbii bozori kogazhoi qimatnok shakhsoni huquqie buda metavonand, ki tanho bo faoliyati kasbi dar bozori kogazhoi qimatnok mashgul meboshand.
Moddai 35. Ijozatnomadihi ba faoliyati ishtirokchiyoni kasbii bozori kogazhoi
qimatnok
Ijozatnomadihi ba faoliyati ishtirokchiyoni kasbii bozori kogazhoi qimatnok muvofiqi Qonuni Jumhurii Tojikiston «Dar borai ijozatnomadihi ba baze namudhoi faoliyat» amali karda meshavad.
Moddai 36. SHarthoe, ki muvofiqi onho ba peshburdi faoliyati kasbi bo kogazhoi
qimatnok hamchun ishtirokchii kasbii bozori kogazhoi qimatnok ijozat doda
nameshavad
- SHakhsi huquqie, ki dar fondi oinnomavii on hissai yagon ishtirokchii kasbii bozori kogazhoi qimatnok yo hissai shakhsi huquqi, ki shirkatkunandai on ishtirokchii kasbii bozori kogazhoi qimatnok meboshad, az bist foiz ziyod ast, baroi huquqi peshburdi faoliyati kasbi bo kogazhoi qimatnok hamchun ishtirokchii kasbii bozori kogazhoi qimatnok ijozatnoma girifta nametavonad. (QJT az 23.11.15 s., № 1255)
- Ishtirokchii kasbii bozori kogazhoi qimatnok nametavonad az digar ishtirokchii kasbii bozori kogazhoi qimatnok molikiyatro ba andozai besh az panj foizi fondi oinnomavi kharidori namoyad.
- Ishtirokchii kasbii bozori kogazhoi qimatnok nametavonad bo inho savdo kunad:
– kogazhoi qimatnoki manzurii barorishi khud;
– sahmiyahoi on emitente, ki u sohibi besh az panj foizi fondi oinnomavii on meboshad.
- Malumoti dar moddai mazkur ifodagardida nametavonad hamchun sirri tijoratii ishtirokchiyoni ahdho etirof gardad.
Moddai 37. Talabot nisbat ba ishtirokchiyoni kasbii bozori kogazhoi qimatnok
- Ishtirokchii kasbii bozori kogazhoi qimatnok boyad ba talaboti zerin mutobiqat namoyad:
– doshtani vositahoi barnomaviyu tekhniki va tajhizoti digar, ki baroi amali namudani faoliyat dar bozori kogazhoi qimatnok zarurand;
– hujjathoi dokhilii ishtirokchii kasbii bozori kogazhoi qimatnok, tashkilothoi khudtanzimkunanda, ki shart va tartibi amali namudani faoliyatro dar bozori kogazhoi qimatnok muqarrar menamoyand, boyad ba talaboti maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muvofiqat namoyand;
– rioyai digar talaboti peshbininamudai qonunguzorii Jumhurii Tojikiston.
- Kormandoni ishtirokchii kasbii bozori kogazhoi qimatnok, ki dar amali namudani faoliyati kasbi bevosita ishtirok menamoyand, vazifadorand ba talaboti takhassusii muqarrarnamudai maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muvofiq boshand.
- Tartibi guzaronidani attestatsiyai kormandoni ishtirokchii kasbii bozori kogazhoi qimatnok va dodani shahodatnomai takhassusiro maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar menamoyad.
- SHahodatnomai takhassusi ba muhlati amali ijozatnomai ishtirokchii kasbii bozori kogazhoi qimatnok doda meshavad.
Moddai 38. Faoliyati brokeri dar bozori kogazhoi qimatnok
- Faoliyati brokeri in faoliyat oid ba bastani ahdhoi grajdaniyu huquqi bo kogazhoi qimatnok bo suporishi mizoj az nom va az hisobi mizoj yo az nomi khud va az hisobi mizoj dar asosi shartnomai dakhldor bo mizoj etirof megardad.
- Ishtirokchii kasbii bozori kogazhoi qimatnok, ki faoliyati brokeriro amali menamoyad, broker nom burda meshavad.
- Broker vazifador ast kogazhoi qimatnok, mablaghoi mizojon va amaliyotro bo onho muvofiqi sanadhoi meyorii huquqii Jumhurii Tojikiston ba hisob girad.
- Pul va kogazhoi qimatnoki mizoj alohida az doroihoi shakhsii broker ba hisob girifta meshavand va dar holati muflisshavi yo barhamdihii ikhtiyorii broker ba tavozuni barhamdihi dokhil karda nameshavand.
- Broker bahisobgirii huquq ba kogazhoi qimatnoki mizojoni khudro dar mahfuzdoranda, nigohdorii pulhoi mizojro dar hisobi (hisobhoi) alohida dar bonkhoi tijorati, ki broker yo mahfuzdorandai broker mutobiqi qonunguzorii Jumhurii Tojikiston kushodaast, tamin menamoyad. Doroihoi mizojoni broker, ki dar mahfuzdoranda yo dar bonkhoi tijorati joygir meboshand, nametavonand az rui uhdadorihoi broker sitonida shavand.
- Az jonibi broker be suporishi khattii mizoj az nomi mizoj kharidan yo furukhtani kogazhoi qimatnok yo ba shakhsi digar dodani kogazhoi qimatnoke, ki ba mizoj mansuband, man ast.
- Broker vazifador ast suporishhoero, ki u yo shakhsi vakolatdori vay az mizojon megirad, bo nishon dodani nomi har yak mizoji suporishdoda, tafsiloti suporish va vaqti voridshavii on harruza ba hisob girad.
- Broker vazifador ast ba mizojon oshkorsozii ittilootro dar borai kogazhoi qimatnoke, ki mavzui ahdho meboshand, mutobiqi talaboti Qonuni mazkur tamin namoyad.
- Broker vazifador ast suporishhoi mizojonro baroi kharid, furush va ivazi kogazhoi qimatnok bo tartibe, ki suporish vorid meshavad, ijro namoyad va vazifador ast ba suporishi mizoj nisbat ba suporishhoi shakhsii broker yo shakhsi bonufuz yo shakhsi ba broker aloqamand doir ba amaliyot bo kogazhoi qimatnok afzaliyat dihad.
- Broker vazifador ast suporishi mizojro bechunucharo ijro namoyad, agar ijroi suporish bar khilofi qonunguzorii Jumhurii Tojikiston naboshad. Dar in holat broker vazifador ast ba mizoj khabar rasonad, ki vay huquq nadorad suporishi uro ijro namoyad.
- Broker huquq nadorad bo kogazhoi qimatnoke, ki emitenti on khudi u meboshad, ahdho bandad.
- Tartibi amali namudani faoliyati brokeri dar bozori kogazhoi qimatnok az jonibi Hukumati Jumhurii Tojikiston muqarrar karda meshavad. (QJT az 23.11.15 s., № 1255)
Moddai 39. Faoliyati dileri dar bozori kogazhoi qimatnok
- Faoliyati dileri in bastani ahdhoi kharidu furushi kogazhoi qimatnok az nomi khud va az hisobi khud bo rohi eloni ommavii narkhhoi kharid va yo furushi kogazhoi qimatnoki muayyan bo uhdadorii kharid va yo furushi in kogazhoi qimatnok az rui narkhi elonnamudai shakhse, ki chunin faoliyatro amali menamoyad, etirof megardad.
- Ishtirokchii kasbii bozori kogazhoi qimatnoke, ki faoliyati dileriro amali menamoyad, diler nom burda meshavad.
- Ba gayr az narkh diler huquq dorad digar sharthoi muhimi shartnomai kharidu furushi kogazhoi qimatnokro elon namoyad:
– miqdori kamtarin va ziyodtarini kogazhoi qimatnoki kharidashavanda va yo furukhtashavanda;
– inchunin muhlate, ki dar davomi on narkhhoi elonshuda amal mekunand.
- Hangomi dar elon nabudani ishora ba digar sharthoi muhim diler vazifador ast tibqi sharthoi muhimi az jonibi mizoj peshnihodshuda shartnoma bandad.
- Dar holati sarkashi kardani diler az bastani shartnoma nisbat ba on mumkin ast dar borai bastani majburii chunin shartnoma va yo dar borai jubroni zarari ba mizoj rasonidashuda davo karda shavad.
- Diler huquq nadorad bo kogazhoi qimatnoke, ki emitenti on khudi u meboshad, ahdho bandad.
- Tartibi amali namudani faoliyati dileri dar bozori kogazhoi qimatnok az jonibi Hukumati Jumhurii Tojikiston muqarrar karda meshavad. (QJT az 23.11.15 s., № 1255)
Moddai 40. Faoliyat oid ba idorakunii portfeli kogazhoi qimatnok
- Faoliyat oid ba idorakunii portfeli kogazhoi qimatnok in faoliyat oid ba idorakunii bovarinoki kogazhoi qimatnok etirof megardad, ki ba shakhsi huquqi az jonibi sohibi in kogazho mutobiqi shartnomai bastashuda peshkash gardidaand.
- Ishtirokchii kasbii bozori kogazhoi qimatnok, ki faoliyati idorakunii portfeli kogazhoi qimatnokro amali menamoyad, idorakunanda nomida meshavad.
- Faoliyat oid ba idorakunii portfeli kogazhoi qimatnok az jonibi idorakunanda bo maqsadi giriftani foida ba manfiati mizoji idorakunanda bar ivazi mukoftpuli amali karda meshavad.
- Idorakunanda sohibi doroihoi mizoj nameboshad.
- Molu mulki idorakunanda boyad az molu mulki mizojoni idorakunanda judo karda shavad.
- Sitonidani doroihoi investitsionii mizojoni shirkati idorakunanda az rui uhdadorihoi shirkati idorakunanda man ast.
- Tartibi amali namudani faoliyat oid ba idorakunii portfeli kogazhoi qimatnok, huquq va uhdadorihoi idorakunanda bo qonunguzorii Jumhurii Tojikiston va sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muayyan karda meshavand.
Moddai 41. Faoliyat oid ba muayyan namudani uhdadorihoi tarafho (kliring) az rui
amaliyot bo kogazhoi qimatnok
- Faoliyat oid ba muayyan namudani uhdadorihoi tarafho (jamovari, muqoisa, tahriri ittiloot oid ba ahdho bo kogazhoi qimatnok va tayyor kardani hujjathoi muhosibi az rui onho) va hisobi az rui tamini kogazhoi qimatnok va hisobbarobarkuniho bo onho faoliyati kliringi etirof megardad.
- Ishtirokchii kasbii bozori kogazhoi qimatnok, ki faoliyati kliringiro amali menamoyad, tashkiloti kliringi nomida meshavad.
- Tashkilothoe, ki kliringro bo kogazhoi qimatnok amali menamoyand, binobar sababi hisobbarobarkuni az rui amaliyot bo kogazhoi qimatnok hujjathoi muhosibiro, ki hangomi muayyan namudani uhdadorihoi tarafho dar asosi shartnomaho bo ishtirokchiyoni bozori kogazhoi qimatnok omoda karda shudand, ki baroi onho hisobbarobarkuni guzaronida meshavad, baroi ijro qabul mekunand.
- Tashkiloti kliringi vazifador ast qoidahoi amali namudani faoliyati kliringiro tasdiq kunad.
- Talabot nisbat ba tashkilothoi kliringi, inchunin qoidahoi amali namudani kliring bo kogazhoi qimatnok az tarafi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar karda meshavand.
- Qoidahoi amali namudani kliring bo kogazhoi qimatnok, inchunin tagyiru ilovaho ba onho boyad bo maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muvofiqa karda shavand.
- Tashkiloti kliringi, ki hisobbarobarkuniro az rui ahdho bo kogazhoi qimatnok amali menamoyad, vazifador ast baroi past kardani khavfhoi ijro nakardani ahdho bo kogazhoi qimatnok fondhoi makhsus tasis dihad.
- Andozai kamtarini fondhoi makhsusi tashkiloti kliringiro maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar menamoyad.
Moddai 42. Faoliyat oid ba peshburdi fehristi dorandagoni kogazhoi qimatnok
- Faoliyat oid ba peshburdi fehristi dorandagoni kogazhoi qimatnok in faoliyat oid ba jamkuni, qaydkuni, korkard, nigohdori va peshnihod kardani malumote etirof megardad, ki nizomi peshburdi fehristi sohiboni kogazhoi qimatnokro tashkil medihad.
- Ishtirokchii kasbii bozori kogazhoi qimatnok, ki faoliyatro oid ba peshburdi fehristi dorandagoni kogazhoi qimatnok amali menamoyad, dorandai fehrist nomida meshavad.
- Emitenti kogazhoi qimatnok boyad bo nigohdorandai fehristi kogazhoi qimatnok baroi peshburd va nigohdorii fehristi dorandagoni kogazhoi qimatnok shartnoma bandad.
- Dar holathoi istisnoi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok baroi peshburdi fehristi sahmdoroni jamiyathoi sahomi, ki dar onho hissai davlat mavjud ast va az rui khususiyati faoliyati khud obekthoi makhsusan muhim ba hisob meravand, huquq dorad.
- Jamiyati sahomii pushida huquq dorad peshburd va nigohdorii fehristi sahmdoronro mustaqilona tamin namoyad yo peshburd va nigohdorii onro ba nigohdorandai fehrist suporad.
- Fehristi dorandagoni kogazhoi qimatnoki yak emitent boyad az jonibi yak nigohdorandai fehrist pesh burda shavad. Nigohdorandai fehrist metavonad fehristhoi sohiboni kogazhoi qimatnoki shumorai nomahdudi emitenthoro pesh barad.
- Tartibi peshburdi fehristi dorandagoni kogazhoi qimatnok, suporidani fehristi dorandagoni kogazhoi qimatnok va hamai hujjathoi digari vobasta ba peshburdi fehristi dorandagoni kogazhoi qimatnok az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar karda meshavad.
- Nigohdorandai fehrist vazifador ast bo talabi dorandai kogazhoi qimatnok iqtibosro az fehrist, ki doroi malumot dar borai sohibi hisobi shakhsi, miqdori kogazhoi qimatnoki mansub ba hamin dorandai talabkunanda, dalelhoi garonii onho bo uhdadoriho, inchunin ittilooti digari marbut ba in kogazhoi qimatnok meboshad, peshnihod namoyad. Iqtibos az nizomi peshburdi fehrist, ki hangomi guzarishi huquq ba kogazhoi qimatnok ba rasmiyat darovarda shudaand, ba sohiboni onho roygon doda meshavad.
- Dar holati qat kardani amali shartnoma az rui nigohdorii nizomi peshburdi fehrist bayni emitent va nigohdorandai fehrist, nigohdorandai fehrist ittilootro, ki az emitent giriftaast, hamai malumot va hujjathoero, ki nizomi peshburdi fehristro tashkil medihand, inchunin fehristero, ki dar sanai qat kardani amali shartnoma tahiya gardidaast, ba digar nigohdorandai fehristi nishondodai emitent mesuporad.
- Nigohdorandai fehrist, inchunin kormandoni on, muassison naboyad shakhsi bonufuzi emitent, shakhsi mansabdori on va ishtirokchii emitent boshand, ki mustaqilona yo yakjoya bo shakhsoni bonufuz sohibi panj foiz va ziyoda az on sahmiyahoi emitenti mazkurro sohibi menamoyand.
- Nigohdorandai fehrist huquq nadorad dar ikhtiyori khud kogazhoi qimatnoki emitentero, ki fehristi nigohdorii kogazhoi qimatnoki onro pesh mebarad, doshta boshad.
- Raddiyai beasosi nigohdorandai fehrist dar borai vorid namudani qaydho ba fehrist yo sarkashi kardan az chunin qaydho boisi javobgarii peshbininamudai qonunguzorii Jumhurii Tojikiston megardad.
- Nigohdorandai fehrist baroi zarare, ki binobar sababi gayriimkon gardidani amalisozii huquqhoi qonunii mizoj dar natijai az jonibi nigohdorandai fehristi dorandagoni kogazhoi qimatnok vayron kardani tartibi peshburdi fehrist dar nazdi mizoj masul meboshad.
- Nigohdorandai fehrist baroi az jonibi emitent peshnihod shudani malumoti nosaheh bo maqsadi tahiya va peshburdi fehristi dorandagoni kogazhoi qimatnok javobgar nameboshad.
- Malumot dar borai amaliyot bo kogazhoi qimatnok, hisobho, miqdori kogazhoi qimatnoki shakhsoni voqei va huquqi, ki dar fehristi sohiboni kogazhoi qimatnok ifoda yoftaand, makhfi meboshad. Ittilooti mazkur ba inho doda meshavad:
– sohiboni kogazhoi qimatnok va namoyandagoni qonunii onho;
– maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok;
– maqomi vakolatdor dar sohai muqovimat ba qonunigardonii (rasmikunonii) daromadhoi bo rohi jinoyat badastovarda va mablagguzorii terrorizm; (QJT az 14.11.16 s., №1373)
– shakhsoni digar dar asosi qarori sud, ki mavridi amal qaror giriftaast.
Moddai 43. Faoliyati mahfuzdori
- Faoliyati mahfuzdori in khizmatrasoni oid ba nigohdorii kogazhoi qimatnok, sertifikathoi kogazhoi qimatnok va yo bahisobgiri va guzashtani huquq ba kogazhoi qimatnok etirof karda meshavad. (QJT az 23.11.15 s., № 1255)
- Ishtirokchii kasbii bozori kogazhoi qimatnok, ki faoliyati mahfuzdoriro amali menamoyad, mahfuzdoranda nomida meshavad.
- SHakhse, ki az khizmatrasonii mahfuzdoranda baroi nigohdorii kogazhoi qimatnok, sertifikathoi kogazhoi qimatnok va yo bahisobgirii huquqho ba kogazhoi qimatnok istifoda mebarad, deponent nomida meshavad. (QJT az 23.11.15 s., № 1255)
- SHartnomai bayni mahfuzdoranda va deponent, ki munosibathoi onhoro dar ravandi faoliyati mahfuzdori tanzim menamoyad, shartnomai mahfuzdori nomida meshavad. SHartnomai mahfuzdori boyad dar shakli khatti basta shavad.
- Mahfuzdoranda vazifador ast sharthoi amali kardani faoliyati mahfuzdoriro, ki qismi tarkibii judonashavandai shartnomai mahfuzdorii bastashuda meboshand, tasdiq namoyad.
- Bastani shartnomai mahfuzdori boisi guzashtani huquqi sohibiyat ba kogazhoi qimatnoki deponent namegardad.
- Mahfuzdoranda huquq nadorad kogazhoi qimatnoki deponentro ikhtiyordori kunad, onhoro idora namoyad yo az nomi deponent hama guna amaliyotro bo kogazhoi qimatnok, ba gayr az suporishi deponent dar holathoi peshbininamudai shartnomai mahfuzdori ijro namoyad.
- Mahfuzdoranda baroi tamini amniyati sertifikathoi kogazhoi qimatnoki dar u mahfuzdoshta masuliyati grajdaniyu huquqi dorad.
- Ba kogazhoi qimatnoki deponentho nametavonad az rui uhdadorihoi mahfuzdoranda jarima basta shavad.
- Mahfuzdoranda huquq dorad mablaghoi pulii deponenthoro, ki baroi mablagguzorii kogazhoi qimatnok peshbini gardidaand, mablaghoi pulie, ki az furushi kogazhoi qimatnok ba dast omadaand, inchunin mablaghoi puliero, ki dar shakli daromad az rui kogazhoi qimatnoki dar mahfuzdoranda nigohdorishavandai deponent ba dast omadaand, nigoh dorad va ba hisob girad.
- Mahfuzdoranda mablaghoi puliro dar hisobi (hisobhoi) bonkii alohida, ki mahfuzdoranda dar bonkhoi tijorati mekushoyad, nigoh medorad.
- Mahfuzdoranda huquq dorad dar fehristi dorandagoni kogazhoi qimatnok hamchun dorandai nominalii kogazhoi qimatnok ba qayd girifta shavad.
- Mahfuzdoranda baroi ijro nakardan yo ba tavri nomunosib ijro kardani uhdadorihoi khud az rui bahisobgirii huquqho ba kogazhoi qimatnok, az jumla baroi purragi va durustii qaydho az rui hisobhoi depo masul meboshad.
- Ishtirokchiyoni kasbii bozori kogazhoi qimatnok va digar shakhsoni huquqi hamchun muassis metavonand tibqi qonunguzorii Jumhurii Tojikiston mahfuzdorandai markaziro tasis dihand. Tartibi faoliyati mahfuzdorandai markazi az jonibi Hukumati Jumhurii Tojikiston muqarrar karda meshavad. (QJT az 23.11.15 s., № 1255)
Moddai 44. Faoliyat oid ba tashkili savdo dar bozori kogazhoi qimatnok
- Faoliyat oid ba tashkili savdo dar bozori kogazhoi qimatnok hamchun faoliyati birjai fondi va tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok etirof karda meshavad. (QJT az 23.11.15 s., № 1255)
- Birjai fondi vazifador ast hujjathoi zerini dokhiliro tasdiq namoyad:
– qoidahoi savdoi kogazhoi qimatnok;
– qoidahoi listingi kogazhoi qimatnok;
– mablag va tartibi pardokhti boj, azohaqqiho va pardokhthoi digare, ki birjai fondi mesitonad;
– qoidahoe, ki faoliyati ishtirokchiyoni savdoro baroi qallobii narkhho mahdud mesozad;
– tartibi oshkorsozii akhborot az jonibi birjai fondi.
- Qoidahoi savdoi kogazhoi qimatnok boyad inhoro dar bar girand:
– tartibi bastani ahdho bo kogazhoi qimatnok tavassuti nizomi savdo va sharthoi guzaronidani savdo;
– talabote, ki nisbat ba ishtirokchiyoni savdo, tartibi roh dodan baroi ishtirok dar savdo va khorij namudan az hayati ishtirokchiyoni savdo peshnihod meshavand;
– tartibi roh dodani kogazhoi qimatnok ba savdo;
– tartibi bozdoshtan va idomai savdo;
– tartibi ijroi ahdhoe, ki dar birjai fondi basta shudaand;
– tartibi barrasii bahsho bayni ishtirokchiyoni savdo, inchunin bayni ishtirokchiyoni savdo va birjai fondi.
- Qoidahoi savdoi kogazhoi qimatnok, inchunin tagyiru ilovaho ba onho boyad hatman bo maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muvofiqa karda shuda, pas az on mavridi amal qaror doda meshavand.
- Birjai fondi vazifador ast qoidahoi savdoi kogazhoi qimatnok, ruykhati kogazhoi qimatnokero, ki ba listingi birjai fondi vorid karda shudaand, malumot dar borai ahdho bo onho (ba gayr az malumot dar borai ishtirokchiyoni ahdho) va nishondihandahoi birjaviro baroi shinosshavi ba har shakhsi manfiatdor peshnihod namoyad.
- Birjai fondi huquq dorad andoza va tartibi az ishtirokchiyoni savdo sitonidani azohaqqi, bojho va pardokhthoi digarro baroi khizmatrasonihoi khud muayyan kunad.
- Birjai fondi boyad az rui bastani ahdho dar birjai fondi bo maqsadhoi oshkorsozii holathoi istifodabarii ittilooti khizmati, qallobii narkhho va rioya namudani qonunguzorii Jumhurii Tojikiston dar borai kogazhoi qimatnok va sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok az jonibi ishtirokchiyoni savdo va emitenthoe, ki kogazhoi qimatnoki onho ba ruykhati narkhguzori dokhil shudaand, nazorati doimi barad.
- Ishtirokchiyoni savdo vazifadorand ba birjai fondi tibqi talabash malumoti ba on baroi nazorat zarurro muvofiqi qoidahoi guzaronidani savdo dar birjai fondi peshnihod namoyand.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad nozironi birjaviro, ki baroi nazorat burdan ba rioyai qonunguzorii Jumhurii Tojikiston az jonibi birjai fondi vakolatdor meboshand, tain namoyad.
- Birjai fondi huquq nadorad faoliyati tashkili savdoi kogazhoi qimatnokro bo digar namudhoi faoliyat omekhta namoyad.
- Ifodai «Birjai fondi» yo ifodae, ki dar on iborai «Birjai fondi» mavjud ast yo iborai ba on monandro dar nomgui shirkati khud yo baroi maqsadhoi kori yo reklamai oddi tanho hamon tashkilote istifoda burda metavonad, ki bo tartibi muayyannamudai qismi 2 moddai mazkur tasis gardida boshad.
- Qoidahoi amali namudani faoliyat oid ba tashkili savdo dar bozori kogazhoi qimatnok az jonibi birjai fondi dar muvofiqa bo maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok tasdiq karda meshavand. (QJT az 23.11.15 s., № 1255)
- Faoliyati asosii tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok in tashkili nizomi mubodilai narkhguzorii kogazhoi qimatnok bayni mizojoni hamin tashkilkunandai savdo meboshad. (QJT az 23.11.15 s., № 1255)
- Mizojoni tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok metavonand tanho ishtirokchiyoni kasbii bozori kogazhoi qimatnok boshand. (QJT az 23.11.15 s., № 1255)
- Tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok vazifahoi zerinro ijro menamoyad:
– istifodabari va dastgirii nizomi mubodilai narkhguzorii kogazhoi qimatnok;
– ba mizojoni khud dodani imkoniyati dastrasii istifoda va dastgirii nizomi mubodilai narkhguzorii kogazhoi qimatnok bo maqsadi bastani ahdho bo kogazhoi qimatnok va digar vositahoi moliyavie, ki ba muomilot dar tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok vorid shudaand;
– tashkili mubodilai muntazami narkhguzorii kogazhoi qimatnok bayni mizojoni tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok;
– tashkili mubodilai ittiloot oid ba bastani ahdho bo kogazhoi qimatnok bayni mizojoni tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok;
– ba mizojoni khud peshnihod kardani ittiloote, ki baroi bastani ahdho bo kogazhoi qimatnoki ba muomilot dar tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok voridshuda zarur meboshad.
(QJT az 23.11.15 s., № 1255)
- Qoidahoi amali namudani faoliyat oid ba tashkili savdo dar tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok az jonibi tashkiloti narkhguzorii bozori gayribirjavii kogazhoi qimatnok, dar muvofiqa bo maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok tasdiq karda meshavand. (QJT az 23.11.15 s., № 1255)
Moddai 45. Talaboti ilovagi nisbat ba ishtirokchiyoni kasbii bozori kogazhoi qimatnok,
ki faoliyati tashkili savdoro dar bozori kogazhoi qimatnok va faoliyati
mahfuzdoriro amali menamoyand
Talaboti ilovagi nisbat ba ishtirokchiyoni kasbii bozori kogazhoi qimatnoke, ki faoliyati tashkili savdoro dar bozori kogazhoi qimatnok va faoliyati mahfuzdoriro dar bozori kogazhoi qimatnok amali menamoyand, inhoro dar bar megirand:
– mavjud budani qoidahoi amaliyoti va iqtidorhoi tekhnikii dakhldor baroi tamini ittilootrasoni dar borai amaliyothoi guzaronidashuda dar rejai vaqti voqei;
– chorahoi kofi baroi tamini nazorat ba faoliyati ishtirokchiyon va subekthoi baqaydgiriftashuda dar ravandi savdo, inchunin chorahoe, ki ijroi talaboti birjai fondiro az jonibi onho tamin menamoyand;
– hujjathoi dokhili, ki talabot va vakolathoi dakhldorero muayyan mesozand, ki baroi amali sokhtani nazorat dar bozori kogazhoi qimatnok bo maqsadi peshgirii amalhoi qallobi va amali sokhtani monitoring bo rioyai qoidahoi dakhldori amaliyotii ishtirokchiyoni bozori kogazhoi qimatnok kofi meboshand.
(QJT az 23.11.15 s., № 1255)
Moddai 46. YAkjoya kardani namudhoi faoliyati kasbi dar bozori kogazhoi qimatnok
- Faoliyat oid ba peshburdi fehristi dorandagoni kogazhoi qimatnok faoliyati istisnoi buda, nametavonad bo digar namudhoi faoliyati kasbii bozori kogazhoi qimatnok yakjoya karda shavad.
- Mahdudiyati omekhta namudani namudhoi faoliyati kasbi dar bozori kogazhoi qimatnok va ahdho bo kogazhoi qimatnok az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok muqarrar karda meshavad.
- Dar holati az jonibi yak shakhsi huquqi omekhta kardani yakchand namudi faoliyati kasbi, baroi amali namudani har kadomi onho shakhsi huquqii mazkur boyad ijozatnomai dakhldor va vohidi sokhtorii alohida doshta boshad.
Moddai 47. Dorandai nominali
- Dorandai nominali metavonad huquqhoi zerini molumulkiro amali namoyad:
– kharidu furushi (ivaz namudani) kogazhoi qimatnok;
– az nomi mizoj giriftani daromad az rui kogazhoi qimatnok, agar in dar shartnoma peshbini shuda boshad.
- Ba haysi dorandai nominalii kogazhoi qimatnok mahfuzdoranda va broker metavonand baromad kunand.
- Ishtirokchii kasbii bozori kogazhoi qimatnok, ki mahfuzdoranda nameboshad, nametavonad hamchun dorandai nominalii kogazhoi qimatnok ba manfiati digar dorandai nominali baromad kunad.
- Suporidani kogazhoi qimatnok ba dorandai nominali boisi guzashtani huquqi molikiyat ba kogazhoi qimatnok ba dorandai nominali namegardad.
- Dorandai nominali uhdador ast:
– ahdhoro bo kogazhoi qimatnok bo suporishi shakhs (yo namoyandai on), ki ba manfiati on u dorandai nominalii kogazhoi qimatnok meboshad va mutobiqi shartnomae, ki bo in shakhs basta shudaast, amali namoyad;
– kogazhoi qimatnokero, ki u ba manfiati shakhsi digar dar hisobhoi judogonai berun az tavozun dorad, ba hisob girad;
– bo talabi shakhs (yo namoyandai vay), ki u ba manfiati vay dorandai nominalii kogazhoi qimatnok meboshad, kogazhoi qimatnokro ba hisobi shakhsii on dar fehristi dorandagoni kogazhoi qimatnok yo ba hisobi depo dar mahfuzdoranda dihad;
– malumotro dar borai sohiboni kogazhoi qimatnok bo talabi nigohdorandai fehrist, mahfuzdoranda, maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dar muhlati muqarrarnamudai Qonuni mazkur va sanadhoi meyorii huquqii Jumhurii Tojikiston oshkor sozad;
– na dertar az se ruzi kori az lahzai giriftani pardokhtho az rui in kogazhoi qimatnok dar in bora shakhsero, ki ba manfiati u dorandai nominalii kogazhoi qimatnok meboshad, ogoh namoyad va mablagi az in kogazhoi qimatnok badastomadaro ba surathisobi shakhsi mazkur dar davomi se ruzi kori az lahzai giriftani suporishi dakhldori vay guzaronad.
Moddai 48. Anderrayter
- Ba haysi anderrayter tanho broker va diler baromad karda metavonand.
- Pahnkuni va reklamai kogazhoi qimatnok az jonibi anderrayter nametavonad to baqaydgirii tarhi barorishi kogazhoi qimatnok dar maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok ba jo ovarda shavand.
- Anderrayter vazifahoi zerinro amali menamoyad:
1) omoda kardani emissiyai ommavii kogazhoi qimatnok:
– eloni ommavi dar borai niyati emitent jihati guzaronidani emissiyai ommavii kogazhoi qimatnok;
– yakjoya bo emitent tahiya namudani hujjatho va muayyan kardani sharthoi emissiyai ommavii kogazhoi qimatnok;
– dodani bahoi peshaki ba emissiyai ommavii kogazhoi qimatnok, barqaror namudani robitaho bayni emitentho va sarmoyaguzoron;
– musoidat namudan ba baqaydgirii tarhi barorishi kogazhoi qimatnok dar maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok.
2) furushi kogazhoi qimatnok:
– furushi kogazhoi qimatnok ba sarmoyaguzoron;
– guzaronidani marakai reklamavi;
– vobasta ba shakli anderrayting kafolat dodani kharidi kogazhoi qimatnok hangomi pahnkunii onho;
– dastgirii korhoi tahlili va tadqiqoti.
- Az rui shartnoma metavonad digar namudhoi khizmatrasoniho az jonibi anderrayter yo anderrayterho oid ba tashkili ommavii peshnihod va khizmatrasonii pahnkunii kogazhoi qimatnok peshbini gardad.
- Bo shartnomai bayni emitenti kogazhoi qimatnok va anderrayter ba uhdai anderrayter uhdadorii obuna shudan ba hamai kogazhoi qimatnok yo qismi onho yo kharidani hamai kogazhoi qimatnok yo qismi onho, ki bo tariqi obuna pahn karda nameshavand yo az rui natijahoi barorishi ommavi dar ruzi okhirini baroi obunashavii ommavii muqarrarshuda kharida meshavand, guzoshta meshavad.
- Dar shartnoma boyad andozai mukofoti anderrayter baroi hamai namudhoi khizmatrasoni oid ba tashkili peshnihodi ommavi va khizmatrasonii pahnkunii kogazhoi qimatnok peshbini gardad.
- Anderrayterho huquq nadorand:
– ba sahmguzoroni ehtimoli bo maqsadi havasmandkunii onho ittilooti nosaheh peshnihod namoyand va ba qabuli qarori investitsioni tasir rasonand;
– oid ba guzaronidani tahqiqotho ba emitent hisoboti galat va nosaheh peshnihod namoyand va inchunin tarhi barorishero peshnihod kunand, ki dar on ittilooti nosaheh yo nopurra ifoda gardida boshad;
– tarhi barorishero, ki dar maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok ba qayd girifta nashudaast, istifoda va pahn namoyand;
– marakai reklamaviro guzaronand yo ba tavri ommavi kogazhoi qimatnokro dar davrai to baqaydgirii tarhi barorish dar maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok peshnihod namoyand;
– ittilootro dar borai emitent peshnihod namoyand, ki ba peshnihodi ommavii kogazhoi qimatnok robita nadorad.
- Anderrayter dar holathoe, ki agar dar natijai amali gayriqonunii on emitent zarar binad, dar nazdi emitent masuliyati purrai molumulki dorad.
Moddai 49. Az jonibi ishtirokchii kasbii bozori kogazhoi qimatnok ba mizojon oshkor
namudani malumot
Ishtirokchii kasbii bozori kogazhoi qimatnok uhdador ast:
– ba mizoj jihati shinos shudan bo hamai ittilooti dar borai kogazhoi qimatnok mavjuda, emitenti onho (ba istisnoi ittiloote, ki dar bozori kogazhoi qimatnok doroi sirri tijorati va khizmati meboshad) hangomi qabuli farmon baroi ijroi ahdho bo kogazhoi qimatnok imkoniyat faroham sozad;
– dar borai ehtimoliyat va dalelhoi ba vujud omadani bahsi manfiatho dar ravandi bo suporishi mizoji khud bastani ahdho bo kogazhoi qimatnok, uro ogoh sozad;
– ba mizoji khud sababhoi dast kashidan az ijroi talaboti uro sharh dihad;
– ittilootero, ki az emitentho girifta shuda, baroi pahn kardan tain gardidaast, ba malumoti mizojon rasonad;
– dar hajm va tartibi muqarrarnamudai sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok ittilooti ba faoliyati ijozatnomador dakhldoshtaro ba mizojon oshkor sozad.
Moddai 50. Oshkorsozii ittiloot va hisoboti ishtirokchii kasbii bozori kogazhoi
qimatnok
- Ishtirokchii kasbii bozori kogazhoi qimatnok vazifador ast:
– ba malumoti maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok tagyiru ilovahoero, ki ba hujjathoi hangomi ijozatnomagiri peshnihodshuda vorid karda shudaand, rasonad;
– bo talabi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok ittilooti zaruriero, ki bo qonunguzorii Jumhurii Tojikiston man karda nashudaast, peshnihod kunad.
- Ishtirokchii kasbii bozori kogazhoi qimatnok boyad malumotro dar shakli hisoboti solona va semoha, ki dar tarkibi on hisoboti moliyavii ishtirokchii kasbii kogazhoi qimatnok baroi soli guzashta va malumoti digar, ki bo sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok peshbini gardidaast, oshkor sozad.
Moddai 51. Oshkorsozii ittiloot va hisoboti birjai fondi
- Birjai fondi vazifador ast ba har yak shakhsi manfiatdor malumoti zerinro oshkor sozad:
– jadvali khizmatrasonihoi birjai fondi dar bozori kogazhoi qimatnok;
– ruykhati kogazhoi qimatnoke, ki ba ruykhati bahodihii birjai fondi vorid karda shudaand, inchunin hisobot va digar akhboroti emitenthoi onho;
– malumot dar borai ahdho dar birjai fondi;
– nishondihandai indeksi birjai fondi;
– hujjathoi dokhilii birjai fondi.
- Dar borai har yak ahdi dar birjai fondi bastashuda ba hamai shakhsoni manfiatdor ittilooti zerin rasonida meshavad:
– sana va vaqti bastani ahdho;
– nomgui kogazhoi qimatnok, ki mavzui ahdho meboshand;
– narkhi yak kogazi qimatnok;
– miqdori kogazhoi qimatnok.
- Birjai fondi uhdador ast ba ishtirokchiyoni savdo dastras budani ittilootro dar borai jadvali savdoi kogazhoi qimatnoke, ki ba savdoi kogazhoi qimatnok ijozat doda shudaand, narkhguzorii (qurbi) kogazhoi qimatnok, natijahoi jalasai savdo tamin namoyad.
- Birjai fondi uhdador ast dastrasii ittilootero, ki dar qismhoi 1 va 2 moddai mazkur ovarda shudaast, tavassuti nashr namudan dar internet – sahifai rasmii khud tamin namoyad.
- Birjai fondi uhdador ast ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok bo tartibi muqarrarnamudai sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok hisobot peshnihod namoyad.
BOBI 7.
TASHKILOTHOI HUDTANZIMKUNANDAI ISHTIROKCHIYONI KASBII BOZORI
KOGAZHOI QIMATNOK
Moddai 52. Tashkiloti khudtanzimkunandai ishtirokchiyoni kasbii bozori kogazhoi
qimatnok
- Tashkiloti khudtanzimkunanda az jonibi ishtirokchiyoni kasbii bozori kogazhoi qimatnok jihati tamini sharoit baroi faoliyati kasbii ishtirokchiyoni bozori kogazhoi qimatnok, rioyai standarthoi akhloqi kasbi dar bozori kogazhoi qimatnok, himoyai manfiathoi sohiboni kogazhoi qimatnok va mizojoni digari ishtirokchiyoni kasbii bozori kogazhoi qimatnok, ki azoi tashkiloti khudtanzimkunanda meboshand, muqarrar namudani qoidaho va standarthoi guzaronidani amaliyot bo kogazhoi qimatnok, ki faoliyati pursamarro dar bozori kogazhoi qimatnok tamin menamoyand, tasis doda meshavad.
- Tashkiloti khudtanzimkunanda muvofiqi talaboti amali namudani faoliyati kasbi va guzaronidani amaliyot bo kogazhoi qimatnok, ki az jonibi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok tasdiq karda shudaand, baroi azoi khud qoidahoi hatmii amali namudani faoliyati kasbi dar bozori kogazhoi qimatnok, standarthoi guzaronidani amaliyot bo kogazhoi qimatnokro muqarrar menamoyad va rioyai onhoro nazorat menamoyad.
- Tashkilote, ki az jonibi ishtirokchiyoni kasbii bozori kogazhoi qimatnok tasis doda shudaast, dar asosi ijozati az tarafi maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok dodashuda maqomi tashkiloti khudtanzimkunandaro doro megardad.
- Tartibi giriftani maqomi tashkiloti khudtanzimkunandai ishtirokchiyoni kasbii bozori kogazhoi qimatnok muvofiqi sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok amali karda meshavad.
Moddai 53. Uhdadorihoi tashkiloti khudtanzimkunandai ishtirokchiyoni kasbii bozori
kogazhoi qimatnok
- Tashkiloti khudtanzimkunandai ishtirokchiyoni kasbii bozori kogazhoi qimatnok uhdador ast:
– talaboti sanadhoi meyorii huquqii Jumhurii Tojikistonro rioya namoyad;
– maqomi vakolatdori davlatiro oid ba tanzimi bozori kogazhoi qimatnok dar borai kambudihoi sodirnamudai azoi khud va tadbirhoi andeshidashuda ogoh sozad;
– ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok hisobot peshnihod namoyad va oid ba faoliyati khud mutobiqi sanadhoi meyorii huquqii maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok ittilootro oshkor sozad.
- Tashkiloti khudtanzimkunanda vazifador ast ba maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok, az jumla ba kormandoni on hangomi ijroi vazifahoi tanzimi bozori kogazhoi qimatnok musoidat namoyad.
Moddai 54. Bozdoshtan va qat kardani faoliyati tashkiloti khudtanzimkunandai
ishtirokchiyoni kasbii bozori kogazhoi qimatnok
- Tashkiloti khudtanzimkunandai ishtirokchiyoni kasbii bozori kogazhoi qimatnok huquq dorad faoliyati khudro dar asosi qarori qabulnamudai azoi tashkilot bo tartibi muqarrarnamudai qonunguzorii Jumhurii Tojikiston va oinnomai tashkilot qat namoyad.
- Dar holati az jonibi tashkiloti khudtanzimkunanda vayron kardani talaboti qonunguzorii Jumhurii Tojikiston dar borai bozori kogazhoi qimatnok maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok huquq dorad, ki amali ijozati tashkiloti khudtanzimkunandaro to az jonibi on bartaraf namudani qoidavayronkunihoi oshkorshuda ba muhlati muqarrarnamudai maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok bozdorad.
- Maqomi vakolatdori davlati oid ba tanzimi bozori kogazhoi qimatnok vazifador ast tashkiloti khudtanzimkunandai ishtirokchiyoni kasbii bozori kogazhoi qimatnokro dar borai qabuli choraho nisbat ba on, bo nishon dodani sababhoi qabuli chunin choraho khabardor namoyad.
BOBI 8.
AMALHOI MANSHUDA NISBAT BA KOGAZHOI QIMATNOK
Moddai 55. Az jonibi insayderho man budani amalisozii ahdho
- Insayderoni kogazhoi qimatnok inho mahsub meyoband:
– shakhsoni mansabdori emitent;
– sahmguzori kaloni emitent;
– shakhse, ki binobar vazi khizmatii khud, uhdadorihoi mehnati, shartnomai grajdaniyu huquqi, ki bo emitent bastaast yo binobar ijroi vakolathoi nazorati va gayra ba ittilooti makhfi roh dorad;
– shakhsoni vobastai shakhsoni nomburda, ki ba tavri garaznok yo az rui holathoi novobasta az onho ittilooti makhfiro giriftaand va dar borai khususiyati ittilooti giriftashuda khabardor budand yo boyad medonistand.
- Ba insayderho, inchunin ba shakhsoni bonufuzi onho inho man ast:
– guzaronidani amaliyot bo kogazhoi qimatnok bo istifoda az ittilooti makhfi ba manfiathoi khud yo ba manfiati shakhsi seyum;
– ba shakhsoni seyum dodan yo dastras namudani ittilooti makhfi yo ittilooti ba on asosyofta, ba istisnoi holathoi peshbininamudai qonunguzorii Jumhurii Tojikiston;
– ba shakhsoni seyum dodani tavsiyaho dar borai guzaronidani amaliyot bo kogazhoi qimatnok, ki ba ittilooti makhfi asos yoftaast.
- Har shakhse, ki ittilooti makhfiro az insayderi emitent yo az shakhsi bonufuzi u megirad, dar asosi ittilooti mazkur huquqi guzaronidani amaliyotro bo kogazhoi qimatnoki in emitent nadorad, agar shakhsi mazkur dar lahzai giriftani ittiloot yo dar lahzai guzaronidani amaliyot bo kogazhoi qimatnok medonist, ki ittiloot khususiyati makhfi dorad.
- Ba ishtirokchii kasbii bozori kogazhoi qimatnok guzaronidani amaliyot bo kogazhoi qimatnoki emitent bo sharthoi zerin man nest:
– agar ishtirokchii kasbie, ki amaliyotro bo kogazhoi qimatnok meguzaronad, hamchun agenti mizoj baromad kunad va baroi guzaronidani amaliyoti muayyan bo suporishi mushakhkhasi mizoj amal kunad;
– agar ishtirokchii kasbii bozori kogazhoi qimatnok dar borai tibqi ittilooti az insayder giriftashuda amal kardani mizoj ogoh karda nashuda boshad;
– agar ishtirokchii kasbii bozori kogazhoi qimatnok ba mizoj baroi idora kardani kogazhoi qimatnok maslihat nadoda boshad;
– agar mizoj shakhsi vobasta yo bonufuzi ishtirokchii kasbi naboshad.
Moddai 56. Amalhoi manshudai ishtirokchii kasbii bozori kogazhoi qimatnok
- Ba ishtirokchiyoni kasbii bozori kogazhoi qimatnok amali qallobii narkhho dar bozori kogazhoi qimatnok man ast.
- Ba qallobii narkhho dar bozori kogazhoi qimatnok amalhoe mansub meboshand, ki az jonibi yak yo yakchand shakhson sodir meshavand va dar natija narkhi kogazhoi qimatnok baland meshavad, past meshavad va yo muddate nigoh doshta meshavad yo talabot va yo peshnihod ba kogazhoi qimatnok baland meshavad, past meshavad va yo muddate nigoh doshta meshavad yo hajmi savdoi kogazhoi qimatnok baland meshavad, past meshavad va yo muddate doshta meshavad.
- Amaliyot bo narkhguzorii kogazhoi qimatnok, ki az jonibi maqomoti hokimiyati davlati dar doirai tatbiqi siyosati puliyu qarzi, inchunin bo maqsadi idorai qarzi davlati dar bozori kogazhoi qimatnok amali megardad, qallobi ba hisob nameravad.
BOBI 9.
MUQARRAROTI HOTIMAVI
Moddai 57. Javobgari baroi vayron kardani Qonuni mazkur
SHakhsoni voqei va huquqi baroi vayron kardani talaboti Qonuni mazkur mutobiqi qonunguzorii Jumhurii Tojikiston ba javobgari kashida meshavand.
Moddai 58. Dar borai az etibor soqit donistani Qonuni Jumhurii Tojikiston «Dar
borai kogazhoi qimatnok va birjahoi fondi»
Qonuni Jumhurii Tojikiston az 10 marti soli 1992 «Dar borai kogazhoi qimatnok va birjahoi fondi» (Akhbori SHuroi Olii Jumhurii Tojikiston, s.1992, №11, mod.155; Akhbori Majlisi Olii Jumhurii Tojikiston, s.1995, №22, mod.268 fasli VIII; s.1998, №10, mod.135; s.2003, №12, mod.696; s.2006, №3, mod.157; s.2011, №3, mod.164) az etibor soqit donista shavad.
Moddai 59. Tartibi mavridi amal qaror dodani Qonuni mazkur
Qonuni mazkur pas az intishori rasmi mavridi amal qaror doda shavad.
Prezidenti
Jumhurii Tojikiston Emomali Rahmon
sh. Dushanbe, 28 iyuni soli 2011,
№ 745